AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
| (d) Date dealing undertaken: | 29 April 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| ADR | PURCHASES | 542 | 56.6893 USD | 55.9000 USD |
| ADR | SALES | 542 | 56.6893 USD | 55.9000 USD |
| Ordinary NPV | SALES | 727,933 | 22.5100 GBP | 22.1500 GBP |
| Ordinary NPV | PURCHASES | 756,591 | 22.7282 GBP | 22.1500 GBP |
| Ordinary NPV | PURCHASES | 48,649 | 28.5089 USD | 28.4622 USD |
| Ordinary NPV | SALES | 583,725 | 43.5052 AUD | 42.9212 AUD |
| Ordinary NPV | PURCHASES | 652,184 | 49.0064 AUD | 42.9667 AUD |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| Ordinary NPV | CFD | increasing a long position | 513 | 22.3926 GBP |
| Ordinary NPV | CFD | increasing a long position | 18,362 | 42.9745 AUD |
| Ordinary NPV | CFD | increasing a long position | 2,900 | 520.5309 ZAR |
| Ordinary NPV | CFD | increasing a long position | 2 | 522.3700 ZAR |
| Ordinary NPV | CFD | increasing a long position | 5,645 | 524.1224 ZAR |
| Ordinary NPV | CFD | increasing a long position | 1,320 | 524.9194 ZAR |
| Ordinary NPV | CFD | increasing a long position | 12,850 | 525.2787 ZAR |
| Ordinary NPV | CFD | increasing a long position | 457 | 550.0000 ZAR |
| Ordinary NPV | CFD | increasing a short position | 200 | 22.2600 GBP |
| Ordinary NPV | CFD | increasing a short position | 36,718 | 22.3661 GBP |
| Ordinary NPV | CFD | increasing a short position | 2,143 | 22.3796 GBP |
| Ordinary NPV | CFD | increasing a short position | 1,567 | 22.4589 GBP |
| Ordinary NPV | CFD | increasing a short position | 7,516 | 22.4668 GBP |
| Ordinary NPV | CFD | increasing a short position | 90,410 | 22.4900 GBP |
| Ordinary NPV | CFD | increasing a short position | 50 | 22.4900 GBP |
| Ordinary NPV | CFD | increasing a short position | 360 | 22.5000 GBP |
| Ordinary NPV | CFD | increasing a short position | 3,715 | 42.9172 AUD |
| Ordinary NPV | CFD | increasing a short position | 18,080 | 42.9172 AUD |
| Ordinary NPV | CFD | increasing a short position | 20,630 | 42.9172 AUD |
| Ordinary NPV | CFD | increasing a short position | 78 | 42.9300 AUD |
| Ordinary NPV | CFD | increasing a short position | 3,971 | 42.9602 AUD |
| Ordinary NPV | CFD | increasing a short position | 159 | 42.9629 AUD |
| Ordinary NPV | CFD | increasing a short position | 1,677 | 42.9668 AUD |
| Ordinary NPV | CFD | increasing a short position | 139 | 42.9668 AUD |
| Ordinary NPV | CFD | increasing a short position | 13,624 | 42.9700 AUD |
| Ordinary NPV | CFD | increasing a short position | 1,580 | 42.9764 AUD |
| Ordinary NPV | CFD | increasing a short position | 1,053 | 42.9764 AUD |
| Ordinary NPV | CFD | increasing a short position | 5,008 | 42.9784 AUD |
| Ordinary NPV | CFD | increasing a short position | 50,120 | 42.9812 AUD |
| Ordinary NPV | CFD | increasing a short position | 75,442 | 42.9816 AUD |
| Ordinary NPV | CFD | increasing a short position | 235 | 42.9889 AUD |
| Ordinary NPV | CFD | increasing a short position | 1,762 | 42.9929 AUD |
| Ordinary NPV | CFD | increasing a short position | 1,147 | 42.9929 AUD |
| Ordinary NPV | CFD | increasing a short position | 5,727 | 42.9929 AUD |
| Ordinary NPV | CFD | increasing a short position | 252 | 42.9929 AUD |
| Ordinary NPV | CFD | increasing a short position | 333 | 42.9929 AUD |
| Ordinary NPV | CFD | increasing a short position | 297 | 42.9929 AUD |
| Ordinary NPV | CFD | increasing a short position | 837 | 42.9929 AUD |
| Ordinary NPV | CFD | increasing a short position | 153,910 | 42.9986 AUD |
| Ordinary NPV | CFD | increasing a short position | 1,400 | 43.0001 AUD |
| Ordinary NPV | CFD | increasing a short position | 3,200 | 43.0001 AUD |
| Ordinary NPV | CFD | increasing a short position | 3,600 | 43.0001 AUD |
| Ordinary NPV | CFD | increasing a short position | 2,271 | 43.0050 AUD |
| Ordinary NPV | CFD | increasing a short position | 153,241 | 43.0054 AUD |
| Ordinary NPV | CFD | increasing a short position | 1,567 | 43.0100 AUD |
| Ordinary NPV | CFD | increasing a short position | 10,402 | 43.3514 AUD |
| Ordinary NPV | CFD | increasing a short position | 57,764 | 43.3514 AUD |
| Ordinary NPV | CFD | increasing a short position | 50,624 | 43.3514 AUD |
| Ordinary NPV | CFD | increasing a short position | 26,586 | 43.4339 AUD |
| Ordinary NPV | CFD | increasing a short position | 22,063 | 43.5052 AUD |
| Ordinary NPV | CFD | increasing a short position | 1,320 | 524.9194 ZAR |
| Ordinary NPV | CFD | increasing a short position | 7,205 | 525.2787 ZAR |
| Ordinary NPV | CFD | reducing a long position | 1,064 | 22.2127 GBP |
| Ordinary NPV | CFD | reducing a long position | 4,130 | 22.3105 GBP |
| Ordinary NPV | CFD | reducing a long position | 747 | 22.3539 GBP |
| Ordinary NPV | CFD | reducing a long position | 462 | 22.3555 GBP |
| Ordinary NPV | CFD | reducing a long position | 790 | 22.3703 GBP |
| Ordinary NPV | CFD | reducing a long position | 485 | 22.3704 GBP |
| Ordinary NPV | CFD | reducing a long position | 4 | 22.3796 GBP |
| Ordinary NPV | CFD | reducing a long position | 352 | 22.3816 GBP |
| Ordinary NPV | CFD | reducing a long position | 660 | 22.3979 GBP |
| Ordinary NPV | CFD | reducing a long position | 520 | 22.4033 GBP |
| Ordinary NPV | CFD | reducing a long position | 76 | 22.4657 GBP |
| Ordinary NPV | CFD | reducing a long position | 887 | 22.4893 GBP |
| Ordinary NPV | CFD | reducing a long position | 35 | 22.4943 GBP |
| Ordinary NPV | CFD | reducing a long position | 1,023 | 42.9592 AUD |
| Ordinary NPV | CFD | reducing a long position | 29 | 42.9629 AUD |
| Ordinary NPV | CFD | reducing a long position | 519 | 42.9692 AUD |
| Ordinary NPV | CFD | reducing a long position | 15,674 | 42.9707 AUD |
| Ordinary NPV | CFD | reducing a long position | 4,820 | 42.9818 AUD |
| Ordinary NPV | CFD | reducing a long position | 2,993 | 42.9889 AUD |
| Ordinary NPV | CFD | reducing a long position | 630 | 42.9923 AUD |
| Ordinary NPV | CFD | reducing a long position | 2,900 | 520.5309 ZAR |
| Ordinary NPV | CFD | reducing a long position | 2 | 522.3700 ZAR |
| Ordinary NPV | CFD | reducing a long position | 6,067 | 524.1224 ZAR |
| Ordinary NPV | CFD | reducing a long position | 5,645 | 525.2787 ZAR |
| Ordinary NPV | CFD | reducing a long position | 13,500 | 525.3999 ZAR |
| Ordinary NPV | CFD | reducing a long position | 457 | 550.0000 ZAR |
| Ordinary NPV | CFD | reducing a short position | 101,069 | 22.1703 GBP |
| Ordinary NPV | CFD | reducing a short position | 200 | 22.2700 GBP |
| Ordinary NPV | CFD | reducing a short position | 17 | 22.3382 GBP |
| Ordinary NPV | CFD | reducing a short position | 51,683 | 22.3493 GBP |
| Ordinary NPV | CFD | reducing a short position | 50 | 22.3996 GBP |
| Ordinary NPV | CFD | reducing a short position | 7 | 22.4214 GBP |
| Ordinary NPV | CFD | reducing a short position | 3,157 | 22.4826 GBP |
| Ordinary NPV | CFD | reducing a short position | 6,536 | 22.4934 GBP |
| Ordinary NPV | CFD | reducing a short position | 328 | 22.5000 GBP |
| Ordinary NPV | CFD | reducing a short position | 99 | 42.9100 AUD |
| Ordinary NPV | CFD | reducing a short position | 3,258 | 42.9506 AUD |
| Ordinary NPV | CFD | reducing a short position | 30,014 | 42.9698 AUD |
| Ordinary NPV | CFD | reducing a short position | 18,117 | 42.9780 AUD |
| Ordinary NPV | CFD | reducing a short position | 13,521 | 42.9854 AUD |
| Ordinary NPV | CFD | reducing a short position | 5,000 | 43.1780 AUD |
| Ordinary NPV | CFD | reducing a short position | 6,000 | 43.4010 AUD |
| Ordinary NPV | CFD | reducing a short position | 422 | 524.1224 ZAR |
| Ordinary NPV | CFD | reducing a short position | 13,500 | 525.3999 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
| N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
Date of disclosure: | 02 May 2024 |
Contact name: | Craig Horsley |
Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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