FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP GROUP LIMITED |
| (c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
| (d) Date dealing undertaken: | 06 May 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANGLO AMERICAN PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| Ordinary NPV | Purchases | 1,056,063 | 42.7811 AUD | 42.4100 AUD |
| Ordinary NPV | Sales | 1,058,943 | 43.3908 AUD | 42.4100 AUD |
| ADR / (1.00 : 2.00) | Purchases | 34,397 (68,794) | 56.8414 USD | 56.7968 USD |
| ADR / (1.00 : 2.00) | Sales | 34,397 (68,794) | 56.8982 USD | 56.7955 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| Ordinary NPV | CFD | Increasing a long position | 340,000 | 28.2207 USD |
| Ordinary NPV | CFD | Increasing a long position | 160,000 | 28.2207 USD |
| Ordinary NPV | CFD | Reducing a short position | 9,946 | 28.2756 USD |
| Ordinary NPV | CFD | Increasing a long position | 3,215 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a long position | 41,031 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a short position | 710 | 42.4100 AUD |
| Ordinary NPV | CFD | Increasing a short position | 2,584 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a short position | 13,771 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a short position | 500,000 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a long position | 24,519 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a short position | 41,031 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a short position | 32,745 | 42.4100 AUD |
| Ordinary NPV | CFD | Increasing a long position | 2,584 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a long position | 633 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a long position | 710 | 42.4100 AUD |
| Ordinary NPV | CFD | Opening a short position | 11,737 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a long position | 32,745 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a long position | 13,771 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a long position | 3,215 | 42.4100 AUD |
| Ordinary NPV | CFD | Increasing a long position | 24,519 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a short position | 11,737 | 42.4100 AUD |
| Ordinary NPV | CFD | Reducing a short position | 633 | 42.4100 AUD |
| Ordinary NPV | CFD | Increasing a short position | 500,000 | 42.4100 AUD |
| Ordinary NPV | CFD | Increasing a long position | 44 | 42.6243 AUD |
| Ordinary NPV | CFD | Increasing a long position | 1,562 | 42.6243 AUD |
| Ordinary NPV | CFD | Opening a long position | 7 | 42.6243 AUD |
| Ordinary NPV | CFD | Reducing a short position | 12 | 42.6243 AUD |
| Ordinary NPV | CFD | Increasing a long position | 484 | 42.6243 AUD |
| Ordinary NPV | CFD | Increasing a long position | 11 | 42.6276 AUD |
| Ordinary NPV | CFD | Increasing a long position | 4 | 42.6276 AUD |
| Ordinary NPV | CFD | Increasing a long position | 76 | 42.6276 AUD |
| Ordinary NPV | CFD | Increasing a long position | 23 | 42.6276 AUD |
| Ordinary NPV | CFD | Reducing a short position | 28,392 | 42.6466 AUD |
| Ordinary NPV | CFD | Opening a long position | 90,975 | 42.6466 AUD |
| Ordinary NPV | CFD | Opening a short position | 58,230 | 42.6488 AUD |
| Ordinary NPV | CFD | Reducing a long position | 61,137 | 42.6488 AUD |
| Ordinary NPV | CFD | Reducing a short position | 58,230 | 42.6706 AUD |
| Ordinary NPV | CFD | Opening a long position | 67,424 | 42.6706 AUD |
| Ordinary NPV | CFD | Reducing a long position | 90,975 | 42.6727 AUD |
| Ordinary NPV | CFD | Opening a short position | 34,679 | 42.6727 AUD |
| Ordinary NPV | CFD | Reducing a short position | 274 | 42.6849 AUD |
| Ordinary NPV | CFD | Reducing a long position | 274 | 42.6881 AUD |
| Ordinary NPV | CFD | Increasing a long position | 1,072 | 42.6900 AUD |
| Ordinary NPV | CFD | Opening a long position | 11,737 | 42.6907 AUD |
| Ordinary NPV | CFD | Opening a long position | 1,089 | 42.6928 AUD |
| Ordinary NPV | CFD | Reducing a short position | 307 | 42.6928 AUD |
| Ordinary NPV | CFD | Opening a long position | 28 | 42.6928 AUD |
| Ordinary NPV | CFD | Reducing a short position | 34 | 42.6928 AUD |
| Ordinary NPV | CFD | Opening a long position | 342 | 42.6928 AUD |
| Ordinary NPV | CFD | Reducing a short position | 1,003 | 42.6928 AUD |
| Ordinary NPV | CFD | Opening a long position | 41,985 | 42.6929 AUD |
| Ordinary NPV | CFD | Reducing a short position | 4,145 | 42.6929 AUD |
| Ordinary NPV | CFD | Opening a short position | 11,737 | 42.6950 AUD |
| Ordinary NPV | CFD | Reducing a long position | 4,915 | 42.6950 AUD |
| Ordinary NPV | CFD | Opening a short position | 41,215 | 42.6950 AUD |
| Ordinary NPV | CFD | Increasing a short position | 9,912 | 42.6968 AUD |
| Ordinary NPV | CFD | Increasing a long position | 9,912 | 42.6968 AUD |
| Ordinary NPV | CFD | Increasing a short position | 648 | 42.6985 AUD |
| Ordinary NPV | CFD | Increasing a short position | 317 | 42.6985 AUD |
| Ordinary NPV | CFD | Increasing a short position | 107 | 42.6985 AUD |
| Ordinary NPV | CFD | Reducing a short position | 40,261 | 42.7012 AUD |
| Ordinary NPV | CFD | Increasing a short position | 40,261 | 42.7033 AUD |
| Ordinary NPV | CFD | Increasing a short position | 114 | 42.7046 AUD |
| Ordinary NPV | CFD | Opening a short position | 500,000 | 42.7068 AUD |
| Ordinary NPV | CFD | Increasing a long position | 4,145 | 42.7090 AUD |
| Ordinary NPV | CFD | Increasing a short position | 21,447 | 42.7108 AUD |
| Ordinary NPV | CFD | Increasing a long position | 21,561 | 42.7108 AUD |
| Ordinary NPV | CFD | Opening a short position | 4,145 | 42.7112 AUD |
| Ordinary NPV | CFD | Opening a short position | 13,138 | 42.7127 AUD |
| Ordinary NPV | CFD | Increasing a long position | 23 | 42.7188 AUD |
| Ordinary NPV | CFD | Increasing a long position | 8 | 42.7188 AUD |
| Ordinary NPV | CFD | Reducing a long position | 3,940 | 42.7252 AUD |
| Ordinary NPV | CFD | Reducing a short position | 5,838 | 42.7258 AUD |
| Ordinary NPV | CFD | Increasing a long position | 80 | 42.7282 AUD |
| Ordinary NPV | CFD | Increasing a long position | 34 | 42.7282 AUD |
| Ordinary NPV | CFD | Increasing a long position | 2,811 | 42.7282 AUD |
| Ordinary NPV | CFD | Increasing a long position | 870 | 42.7282 AUD |
| Ordinary NPV | CFD | Reducing a long position | 5,838 | 42.7300 AUD |
| Ordinary NPV | CFD | Reducing a short position | 32,745 | 42.7334 AUD |
| Ordinary NPV | CFD | Opening a short position | 32,745 | 42.7356 AUD |
| Ordinary NPV | CFD | Reducing a long position | 13,771 | 42.7378 AUD |
| Ordinary NPV | CFD | Opening a long position | 13,771 | 42.7378 AUD |
| Ordinary NPV | CFD | Opening a long position | 24,519 | 42.7381 AUD |
| Ordinary NPV | CFD | Increasing a short position | 3,238 | 42.7415 AUD |
| Ordinary NPV | CFD | Increasing a short position | 4 | 42.7415 AUD |
| Ordinary NPV | CFD | Increasing a long position | 159 | 42.7421 AUD |
| Ordinary NPV | CFD | Increasing a long position | 93 | 42.7421 AUD |
| Ordinary NPV | CFD | Increasing a long position | 5,603 | 42.7421 AUD |
| Ordinary NPV | CFD | Increasing a long position | 1,735 | 42.7421 AUD |
| Ordinary NPV | CFD | Increasing a long position | 486 | 42.7436 AUD |
| Ordinary NPV | CFD | Increasing a long position | 150 | 42.7436 AUD |
| Ordinary NPV | CFD | Increasing a short position | 5,942 | 42.7437 AUD |
| Ordinary NPV | CFD | Increasing a short position | 15,335 | 42.7437 AUD |
| Ordinary NPV | CFD | Increasing a long position | 12,862 | 42.7461 AUD |
| Ordinary NPV | CFD | Reducing a short position | 6,159 | 42.7464 AUD |
| Ordinary NPV | CFD | Opening a long position | 9,505 | 42.7479 AUD |
| Ordinary NPV | CFD | Reducing a short position | 633 | 42.7479 AUD |
| Ordinary NPV | CFD | Reducing a long position | 6,159 | 42.7500 AUD |
| Ordinary NPV | CFD | Opening a short position | 10,138 | 42.7500 AUD |
| Ordinary NPV | CFD | Increasing a short position | 12,862 | 42.7514 AUD |
| Ordinary NPV | CFD | Opening a long position | 710 | 42.7551 AUD |
| Ordinary NPV | CFD | Reducing a long position | 710 | 42.7593 AUD |
| Ordinary NPV | CFD | Opening a long position | 3,215 | 42.7671 AUD |
| Ordinary NPV | CFD | Increasing a short position | 3,215 | 42.7671 AUD |
| Ordinary NPV | SWAP | Increasing a short position | 15,470 | 28.3255 USD |
| Ordinary NPV | SWAP | Increasing a short position | 20,542 | 28.3259 USD |
| Ordinary NPV | SWAP | Reducing a short position | 3 | 42.4100 AUD |
| Ordinary NPV | SWAP | Opening a short position | 12,529 | 42.4100 AUD |
| Ordinary NPV | SWAP | Reducing a long position | 3 | 42.4100 AUD |
| Ordinary NPV | SWAP | Increasing a long position | 12,529 | 42.4100 AUD |
| Ordinary NPV | SWAP | Increasing a long position | 15,470 | 42.7281 AUD |
| Ordinary NPV | SWAP | Increasing a long position | 20,542 | 42.7287 AUD |
| Ordinary NPV | SWAP | Reducing a long position | 9,946 | 42.7500 AUD |
| Ordinary NPV | SWAP | Opening a long position | 12,529 | 42.7932 AUD |
| Ordinary NPV | SWAP | Reducing a long position | 3,623 | 522.5477 ZAR |
| Ordinary NPV | SWAP | Increasing a long position | 759,915 | 522.6000 ZAR |
| Ordinary NPV | SWAP^ | Reducing a long position | 759,915 | 522.6000 ZAR |
| Ordinary NPV | SWAP | Increasing a long position | 5,081 | 522.6523 ZAR |
^Please note this product is part of a basket of securities for which BHP GROUP LIMITED is a component
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 1 (200) | 57.5000 USD | AMERICAN | 21/06/2024 | 2.0500 USD |
| ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 3 (600) | 57.5000 USD | AMERICAN | 16/08/2024 | 2.8500 USD |
| ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 4 (800) | 57.5000 USD | AMERICAN | 21/06/2024 | 2.0500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
| | | | | |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| |
| | |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
Date of disclosure: | 07 May 2024 |
Contact name: | Papa Lette and Andrzej Szyszka |
Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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