FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) Name of exempt principal trader: | UBS Investment Bank, London |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
| (d) Date dealing undertaken: | 07 May 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| USD 0.54945 ordinary | Buy
| 927671 | 27.65500 GBP | 26.60000 GBP |
| USD 0.54945 ordinary | Sell
| 551011 | 27.54500 GBP | 26.57500 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| USD 0.54945 ordinary | CFD
| Long | 6085 | 26.8533 GBP |
| USD 0.54945 ordinary | CFD
| Long | 10000 | 27.19767813 GBP |
| USD 0.54945 ordinary | CFD
| Long | 876 | 26.8 GBP |
| USD 0.54945 ordinary | CFD
| Long | 3061492 | 27.125 GBP |
| USD 0.54945 ordinary | CFD
| Long | 29677 | 26.80546301 GBP |
| USD 0.54945 ordinary | CFD
| Long | 16311 | 26.79667432 GBP |
| USD 0.54945 ordinary | CFD
| Long | 251 | 26.877092 GBP |
| USD 0.54945 ordinary | CFD
| Long | 188 | 26.96038108 GBP |
| USD 0.54945 ordinary | CFD
| Long | 57 | 26.84596491 GBP |
| USD 0.54945 ordinary | CFD
| Long | 5247 | 26.8082513831961 GBP |
| USD 0.54945 ordinary | CFD
| Long | 125 | 26.9132 GBP |
| USD 0.54945 ordinary | CFD
| Long | 3113 | 26.7990681586444 GBP |
| USD 0.54945 ordinary | CFD
| Long | 56 | 26.764241 GBP |
| USD 0.54945 ordinary | CFD
| Long | 783 | 26.8497701158621 GBP |
| USD 0.54945 ordinary | CFD
| Long | 37971 | 26.981258 GBP |
| USD 0.54945 ordinary | CFD
| Long | 540 | 26.885 GBP |
| USD 0.54945 ordinary | CFD
| Long | 583 | 27.205 GBP |
| USD 0.54945 ordinary | CFD
| Long | 137 | 27.185 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1418 | 26.955 GBP |
| USD 0.54945 ordinary | CFD
| Long | 554 | 26.951291 GBP |
| USD 0.54945 ordinary | CFD
| Long | 353 | 26.97 GBP |
| USD 0.54945 ordinary | CFD
| Long | 713 | 26.96 GBP |
| USD 0.54945 ordinary | CFD
| Long | 517 | 26.945 GBP |
| USD 0.54945 ordinary | CFD
| Long | 596 | 26.79 GBP |
| USD 0.54945 ordinary | CFD
| Long | 563 | 26.725 GBP |
| USD 0.54945 ordinary | CFD
| Long | 262 | 26.80666 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1344 | 26.785 GBP |
| USD 0.54945 ordinary | CFD
| Long | 176 | 26.928011 GBP |
| USD 0.54945 ordinary | CFD
| Long | 279 | 26.920054 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1144 | 26.916167 GBP |
| USD 0.54945 ordinary | CFD
| Long | 199 | 27.096683 GBP |
| USD 0.54945 ordinary | CFD
| Long | 239 | 27.075356 GBP |
| USD 0.54945 ordinary | CFD
| Long | 221 | 27.055 GBP |
| USD 0.54945 ordinary | CFD
| Long | 761 | 26.962503 GBP |
| USD 0.54945 ordinary | CFD
| Long | 248 | 27.03 GBP |
| USD 0.54945 ordinary | CFD
| Long | 568 | 26.995 GBP |
| USD 0.54945 ordinary | CFD
| Long | 605 | 27.005 GBP |
| USD 0.54945 ordinary | CFD
| Long | 121 | 27.047521 GBP |
| USD 0.54945 ordinary | CFD
| Long | 472 | 27.04 GBP |
| USD 0.54945 ordinary | CFD
| Long | 838 | 26.975 GBP |
| USD 0.54945 ordinary | CFD
| Long | 568 | 26.99 GBP |
| USD 0.54945 ordinary | CFD
| Long | 517 | 26.9825 GBP |
| USD 0.54945 ordinary | CFD
| Long | 188 | 27.035 GBP |
| USD 0.54945 ordinary | CFD
| Long | 241 | 27.0525 GBP |
| USD 0.54945 ordinary | CFD
| Long | 299 | 27.052492 GBP |
| USD 0.54945 ordinary | CFD
| Long | 36 | 26.777083 GBP |
| USD 0.54945 ordinary | CFD
| Short | 18219 | 26.8 GBP |
| USD 0.54945 ordinary | CFD
| Short | 139385 | 26.698343 GBP |
| USD 0.54945 ordinary | CFD
| Short | 5768 | 26.738085 GBP |
| USD 0.54945 ordinary | CFD
| Short | 5000 | 26.973285 GBP |
| USD 0.54945 ordinary | CFD
| Short | 4771 | 27.1178269973004 GBP |
| USD 0.54945 ordinary | CFD
| Short | 1582 | 26.7995678 GBP |
| USD 0.54945 ordinary | CFD
| Short | 3 | 26.795 GBP |
| USD 0.54945 ordinary | CFD
| Short | 2593 | 26.8013459281141 GBP |
| USD 0.54945 ordinary | CFD
| Short | 7100 | 26.9059757 GBP |
| USD 0.54945 ordinary | CFD
| Short | 3271 | 26.79690079 GBP |
| USD 0.54945 ordinary | CFD
| Short | 3988 | 26.782859 GBP |
| USD 0.54945 ordinary | CFD
| Short | 4346 | 26.82744604 GBP |
| USD 0.54945 ordinary | CFD
| Short | 3945 | 26.83227757 GBP |
| USD 0.54945 ordinary | CFD
| Short | 35656 | 26.8035033373062 GBP |
| USD 0.54945 ordinary | CFD
| Short | 2650 | 26.8443547150189 GBP |
| USD 0.54945 ordinary | CFD
| Short | 302 | 26.8098841025497 GBP |
| USD 0.54945 ordinary | CFD
| Short | 14100 | 27.411 GBP |
| USD 0.54945 ordinary | CFD
| Short | 5553 | 26.791407 GBP |
| USD 0.54945 ordinary | CFD
| Short | 38930 | 26.8607507747 GBP |
| USD 0.54945 ordinary | CFD
| Short | 4348 | 26.85175943 GBP |
| USD 0.54945 ordinary | CFD
| Short | 66081 | 33.6415582 USD |
| USD 0.54945 ordinary | CFD
| Short | 3061492 | 27.125 GBP |
| USD 0.54945 ordinary | CFD
| Short | 10000 | 27.1677 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None |
Date of disclosure: | 08 May 2024 |
Contact name: | Richard Howard |
Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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