Source - LSE Regulatory
RNS Number : 5638O
UBS AG (EPT)
15 May 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

            Bhp Group Limited connected to UBS

(d) Date dealing undertaken:

            14 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES, Anglo American

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Buy

 

1763717

27.71865

GBP

25.98000        GBP

USD 0.54945 ordinary

Sell

 

1709141

27.71865

GBP

25.96500        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

 

Long

1

26.847852        GBP

USD 0.54945 ordinary

CFD

 

Long

22490

26.195        GBP

USD 0.54945 ordinary

CFD

 

Long

800

26.9298879664        GBP

USD 0.54945 ordinary

CFD

 

Long

3486

26.4136        GBP

USD 0.54945 ordinary

CFD

 

Long

102143

26.82        GBP

USD 0.54945 ordinary

CFD

 

Long

15752

26.88609721        GBP

USD 0.54945 ordinary

CFD

 

Long

30000

26.1923        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.11        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.135        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.205        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.22        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.28        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.33        GBP

USD 0.54945 ordinary

CFD

 

Long

364

26.355        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.365        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.395        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.45        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.52        GBP

USD 0.54945 ordinary

CFD

 

Long

521

26.6        GBP

USD 0.54945 ordinary

CFD

 

Long

219

26.63        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.74        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.745        GBP

USD 0.54945 ordinary

CFD

 

Long

44

27.04        GBP

USD 0.54945 ordinary

CFD

 

Long

44

27.06        GBP

USD 0.54945 ordinary

CFD

 

Long

44

27.14        GBP

USD 0.54945 ordinary

CFD

 

Long

42

26.345        GBP

USD 0.54945 ordinary

CFD

 

Long

41

26.085        GBP

USD 0.54945 ordinary

CFD

 

Long

26

26.865        GBP

USD 0.54945 ordinary

CFD

 

Long

75106

26.2862827847698        GBP

USD 0.54945 ordinary

CFD

 

Long

1462

26.288997946539        GBP

USD 0.54945 ordinary

CFD

 

Long

775

26.08907097        GBP

USD 0.54945 ordinary

CFD

 

Long

40

26.19975        GBP

USD 0.54945 ordinary

CFD

 

Long

4271

26.5043879965769        GBP

USD 0.54945 ordinary

CFD

 

Long

293

27.130846        GBP

USD 0.54945 ordinary

CFD

 

Long

171

27.092886        GBP

USD 0.54945 ordinary

CFD

 

Long

28

27.068503        GBP

USD 0.54945 ordinary

CFD

 

Long

17

27.1553960258824        GBP

USD 0.54945 ordinary

CFD

 

Long

10

27.026689        GBP

USD 0.54945 ordinary

CFD

 

Long

102

27.115277        GBP

USD 0.54945 ordinary

CFD

 

Long

15220

26.3707689969001        GBP

USD 0.54945 ordinary

CFD

 

Long

15110

26.3562829982998        GBP

USD 0.54945 ordinary

CFD

 

Long

1501

26.5085639964024        GBP

USD 0.54945 ordinary

CFD

 

Long

44973

609.67076312        ZAR

USD 0.54945 ordinary

CFD

 

Long

88

26.13653409        GBP

USD 0.54945 ordinary

CFD

 

Long

236

26.16        GBP

USD 0.54945 ordinary

CFD

 

Long

176

26.36        GBP

USD 0.54945 ordinary

CFD

 

Long

343

26.34        GBP

USD 0.54945 ordinary

CFD

 

Long

88

26.86        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.035        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.095        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.1        GBP

USD 0.54945 ordinary

CFD

 

Long

1791

26.17        GBP

USD 0.54945 ordinary

CFD

 

Long

1242

26.5        GBP

USD 0.54945 ordinary

CFD

 

Long

937

26.314192        GBP

USD 0.54945 ordinary

CFD

 

Long

2700

27.33555556        GBP

USD 0.54945 ordinary

CFD

 

Long

44823

610.21958637        ZAR

USD 0.54945 ordinary

CFD

 

Long

150

605.085        ZAR

USD 0.54945 ordinary

CFD

 

Long

1156

26.4225        GBP

USD 0.54945 ordinary

CFD

 

Long

193

26.42        GBP

USD 0.54945 ordinary

CFD

 

Long

297

26.32        GBP

USD 0.54945 ordinary

CFD

 

Long

47

26.305        GBP

USD 0.54945 ordinary

CFD

 

Long

636

26.625        GBP

USD 0.54945 ordinary

CFD

 

Long

472

26.735        GBP

USD 0.54945 ordinary

CFD

 

Long

124

26.705        GBP

USD 0.54945 ordinary

CFD

 

Long

111

27.45        GBP

USD 0.54945 ordinary

CFD

 

Long

564

27.410009        GBP

USD 0.54945 ordinary

CFD

 

Long

1527

27.185        GBP

USD 0.54945 ordinary

CFD

 

Long

170

27.145        GBP

USD 0.54945 ordinary

CFD

 

Long

169

27.16        GBP

USD 0.54945 ordinary

CFD

 

Long

752

27.21        GBP

USD 0.54945 ordinary

CFD

 

Long

376

27.19        GBP

USD 0.54945 ordinary

CFD

 

Long

34430

26.800864        GBP

USD 0.54945 ordinary

CFD

 

Long

125

26.595        GBP

USD 0.54945 ordinary

CFD

 

Long

299

26.6025        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.505        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.51        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.545        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.575        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.59        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.615        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.7        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.815        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.85        GBP

USD 0.54945 ordinary

CFD

 

Short

44

27.02        GBP

USD 0.54945 ordinary

CFD

 

Short

44

27.215        GBP

USD 0.54945 ordinary

CFD

 

Short

456

25.98        GBP

USD 0.54945 ordinary

CFD

 

Short

12713

26.6319779        GBP

USD 0.54945 ordinary

CFD

 

Short

44973

609.67076312        ZAR

USD 0.54945 ordinary

CFD

 

Short

10

26.1475        GBP

USD 0.54945 ordinary

CFD

 

Short

815

26.19        GBP

USD 0.54945 ordinary

CFD

 

Short

923

26.3        GBP

USD 0.54945 ordinary

CFD

 

Short

409

26.31        GBP

USD 0.54945 ordinary

CFD

 

Short

421

26.555        GBP

USD 0.54945 ordinary

CFD

 

Short

808

26.558144        GBP

USD 0.54945 ordinary

CFD

 

Short

808

26.56        GBP

USD 0.54945 ordinary

CFD

 

Short

880

26.418324        GBP

USD 0.54945 ordinary

CFD

 

Short

745

26.345        GBP

USD 0.54945 ordinary

CFD

 

Short

720

26.35        GBP

USD 0.54945 ordinary

CFD

 

Short

1920

26.305        GBP

USD 0.54945 ordinary

CFD

 

Short

221

26.6175        GBP

USD 0.54945 ordinary

CFD

 

Short

1770

26.21        GBP

USD 0.54945 ordinary

CFD

 

Short

1864

26.145        GBP

USD 0.54945 ordinary

CFD

 

Short

376

26.755        GBP

USD 0.54945 ordinary

CFD

 

Short

1072

26.74        GBP

USD 0.54945 ordinary

CFD

 

Short

799

26.465        GBP

USD 0.54945 ordinary

CFD

 

Short

1878

26.47        GBP

USD 0.54945 ordinary

CFD

 

Short

267

26.645        GBP

USD 0.54945 ordinary

CFD

 

Short

755

26.455        GBP

USD 0.54945 ordinary

CFD

 

Short

365

26.525        GBP

USD 0.54945 ordinary

CFD

 

Short

756

26.534127        GBP

USD 0.54945 ordinary

CFD

 

Short

55717

26.383748        GBP

USD 0.54945 ordinary

CFD

 

Short

907

26.005        GBP

USD 0.54945 ordinary

CFD

 

Short

8300

26.4497830651        GBP

USD 0.54945 ordinary

CFD

 

Short

41752

26.2434991714193        GBP

USD 0.54945 ordinary

CFD

 

Short

3527

26.6936745126283        GBP

USD 0.54945 ordinary

CFD

 

Short

11730

26.4774541779292        GBP

USD 0.54945 ordinary

CFD

 

Short

849

26.154087        GBP

USD 0.54945 ordinary

CFD

 

Short

24150

26.27843727        GBP

USD 0.54945 ordinary

CFD

 

Short

13948

26.2929        GBP

USD 0.54945 ordinary

CFD

 

Short

384

26.1960478        GBP

USD 0.54945 ordinary

CFD

 

Short

41603

26.25937037        GBP

USD 0.54945 ordinary

CFD

 

Short

29038

26.27761874        GBP

USD 0.54945 ordinary

CFD

 

Short

7256

26.23692324        GBP

USD 0.54945 ordinary

CFD

 

Short

4354

26.23802331        GBP

USD 0.54945 ordinary

CFD

 

Short

33716

27.0463        GBP

USD 0.54945 ordinary

CFD

 

Short

2326

26.32684867        GBP

USD 0.54945 ordinary

CFD

 

Short

125829

26.195        GBP

USD 0.54945 ordinary

CFD

 

Short

37

26.77        GBP

USD 0.54945 ordinary

CFD

 

Short

8267

26.3961183017902        GBP

USD 0.54945 ordinary

CFD

 

Short

213

26.53260564        GBP

USD 0.54945 ordinary

CFD

 

Short

6791

26.1991032219128        GBP

USD 0.54945 ordinary

CFD

 

Short

563

26.5836634110124        GBP

USD 0.54945 ordinary

CFD

 

Short

31875

26.18112445        GBP

USD 0.54945 ordinary

CFD

 

Short

21894

26.299405        GBP

USD 0.54945 ordinary

CFD

 

Short

21552

26.2545515        GBP

USD 0.54945 ordinary

CFD

 

Short

1266

26.1673696711137        GBP

USD 0.54945 ordinary

CFD

 

Short

4453

26.3843790731192        GBP

USD 0.54945 ordinary

CFD

 

Short

17

26.32675006        GBP

USD 0.54945 ordinary

CFD

 

Short

531

26.3838560044068        GBP

USD 0.54945 ordinary

CFD

 

Short

44823

610.21958637        ZAR

USD 0.54945 ordinary

CFD

 

Short

150

605.085        ZAR

USD 0.54945 ordinary

CFD

 

Short

1265

26.4146001935178        GBP

USD 0.54945 ordinary

CFD

 

Short

88

26.11        GBP

USD 0.54945 ordinary

CFD

 

Short

88

26.4        GBP

USD 0.54945 ordinary

CFD

 

Short

88

26.71        GBP

USD 0.54945 ordinary

CFD

 

Short

44

25.995        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.105        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.165        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.185        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.215        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.225        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.24        GBP

USD 0.54945 ordinary

CFD

 

Short

118

26.370678        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.255        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.315        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.32        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.325        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.355        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.385        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.41        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.415        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.46        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.48        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

USD 0.54945 ordinary

Call

Purchasing

125000

27.0        GBP

American

20 September 2024

2.425        GBP

USD 0.54945 ordinary

Put

Purchasing

125000

27.0        GBP

American

20 September 2024

2.425        GBP

USD 0.54945 ordinary

Call

Selling

125000

27.0        GBP

American

20 September 2024

2.425        GBP

USD 0.54945 ordinary

Put

Selling

125000

27.0        GBP

American

20 September 2024

2.425        GBP

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

15 May 2024

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END
 
 
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