FORM 8.5 (EPT/NON-RI) Amendment to Purchase | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | THG PLC | |||||
| relevant securities this form relates: | ||||||
(c) | Name of the party to the offer with which exempt | THG PLC | |||||
| principal trader is connected | | |||||
(d) | Date position held/dealing undertaken: | 09 May 2023 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | NO |
| | |||
| trader making disclosures in respect of any other party to the offer? | | | | |||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
| |||||
Class of relevant security: | THG PLC | | | ||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | | | | | ||
| and/or controlled: | 4,200,826 | 0.32% | 16,616,561 | 1.28% | ||
| | | | | | | |
(2) | Cash-settled derivatives: | | | | | ||
| | | 16,491,915 | 1.27% | 3,253,378 | 0.25% | |
| | | | | | | |
(3) | Stock-settled derivatives (including options) | | | | | ||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| | | | | | | |
| | | | | | ||
| TOTAL: | | 20,692,741 | 1.59% | 19,869,939 | 1.53% | |
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
| | | | | |
Class of relevant security in relation to | | ||||||
which subscription right exists | |||||||
Details, including nature of the rights | | ||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | | | | | ||
Class of relevant | | Purchase/sale | | Total number of | | Highest price per unit | Lowest price per unit |
security | | | | securities | | paid/received | paid/received |
THG PLC | Purchase | 2,287,744 | 0.9485 GBP | 0.8289 GBP | |||
THG PLC | Sale | 1,356,749 | 0.9869 GBP | 0.8297 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | | | | |||
Class of | | Product | | Nature of dealing | | Number of | Price per |
relevant | | description | | | | reference | unit |
security | | | | | | securities | |
THG PLC | SWAP | Decreasing Long | 305 | 0.9334 GBP | |||
THG PLC | SWAP | Decreasing Long | 603 | 0.9758 GBP | |||
THG PLC | SWAP | Decreasing Long | 900 | 0.8607 GBP | |||
THG PLC | SWAP | Decreasing Long | 904 | 0.8926 GBP | |||
THG PLC | SWAP | Decreasing Long | 1,579 | 0.8457 GBP | |||
THG PLC | SWAP | Decreasing Long | 1,810 | 0.8654 GBP | |||
THG PLC | SWAP | Decreasing Long | 2,410 | 0.8682 GBP | |||
THG PLC | SWAP | Decreasing Long | 2,602 | 0.8548 GBP | |||
THG PLC | SWAP | Decreasing Long | 2,625 | 0.8468 GBP | |||
THG PLC | SWAP | Decreasing Long | 2,743 | 0.8379 GBP | |||
THG PLC | SWAP | Decreasing Long | 2,948 | 0.8398 GBP | |||
THG PLC | SWAP | Decreasing Long | 6,863 | 0.8354 GBP | |||
THG PLC | SWAP | Decreasing Long | 8,946 | 0.8425 GBP | |||
THG PLC | SWAP | Decreasing Long | 9,180 | 0.8495 GBP | |||
THG PLC | SWAP | Decreasing Long | 10,372 | 0.8500 GBP | |||
THG PLC | SWAP | Decreasing Long | 14,158 | 0.8532 GBP | |||
THG PLC | SWAP | Decreasing Long | 15,000 | 0.8450 GBP | |||
THG PLC | SWAP | Decreasing Long | 16,087 | 0.8410 GBP | |||
THG PLC | SWAP | Decreasing Long | 45,018 | 0.8464 GBP | |||
THG PLC | SWAP | Decreasing Long | 64,670 | 0.8497 GBP | |||
THG PLC | SWAP | Decreasing Long | 68,256 | 0.8486 GBP | |||
THG PLC | SWAP | Decreasing Long | 146,690 | 0.9215 GBP | |||
THG PLC | SWAP | Decreasing Long | 299,845 | 0.8885 GBP | |||
THG PLC | SWAP | Decreasing Long | 348,043 | 0.8525 GBP | |||
THG PLC | SWAP | Decreasing Long | 551,572 | 0.8559 GBP | |||
THG PLC | CFD | Increasing Long | 3 | 0.9200 GBP | |||
THG PLC | CFD | Increasing Long | 159 | 0.8340 GBP | |||
THG PLC | SWAP | Increasing Long | 900 | 0.8607 GBP | |||
THG PLC | CFD | Increasing Long | 1,149 | 0.8340 GBP | |||
THG PLC | SWAP | Increasing Long | 2,285 | 0.8856 GBP | |||
THG PLC | SWAP | Increasing Long | 6,960 | 0.8639 GBP | |||
THG PLC | CFD | Increasing Long | 8,112 | 0.9998 GBP | |||
THG PLC | CFD | Increasing Long | 12,969 | 0.8918 GBP | |||
THG PLC | CFD | Increasing Long | 13,295 | 0.8357 GBP | |||
THG PLC | SWAP | Increasing Long | 25,116 | 0.8952 GBP | |||
THG PLC | CFD | Increasing Long | 28,000 | 0.8984 GBP | |||
THG PLC | CFD | Increasing Long | 37,209 | 0.8339 GBP | |||
THG PLC | CFD | Increasing Long | 73,673 | 0.8842 GBP | |||
THG PLC | CFD | Increasing Long | 89,124 | 0.8477 GBP | |||
THG PLC | CFD | Increasing Long | 427,394 | 0.9285 GBP | |||
THG PLC | CFD | Increasing Long | 855,545 | 0.8874 GBP | |||
THG PLC | SWAP | Opening Short | 2,348 | 0.8289 GBP | |||
THG PLC | SWAP | Opening Long | 82,835 | 0.8879 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| | | |||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | | date | money |
relevant | | selling, | securities | per unit | | | paid/ |
security | | varying etc | to which | | | | received |
| | | option | | | | per unit |
| | | relates | | | | |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | | | | securities | unit | ||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | | Nature of Dealings | | Details | Price per unit (if | | |
security | | | | applicable) | | ||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| | | |||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | | ||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the exempt principal trader making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | | ||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | | | | | |||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 17 May 2023 | | | | |||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | | |
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