FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | ANGLO AMERICAN PLC | |||||
(c) | Name of the party to the offer with which exempt | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 09 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | USD 0.54945 ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 5,442,573 | 0.44% | 18,590,650 | 1.52% | |||
(2) Cash-settled derivatives: | 18,702,279 | 1.53% | 5,231,187 | 0.43% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 24,144,852 | 1.97% | 23,821,837 | 1.94% | |||
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
USD 0.54945 ordinary | Purchase | 926530 | 27.5450 GBP | 26.4725 GBP | |||
USD 0.54945 ordinary | Sale | 830570 | 27.5054 GBP | 26.4725 GBP | |||
ADR | Purchase | 18749 | 17.1147 USD | 16.7300 USD | |||
ADR | Sale | 18749 | 17.1147 USD | 16.7300 USD | |||
USD 0.54945 ordinary | Purchase | 863 | 31.8378 EUR | 31.8378 EUR | |||
USD 0.54945 ordinary | Sale | 2131 | 30.7894 EUR | 30.7894 EUR | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 4 | 26.5800 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 52 | 27.2826 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 184 | 27.2150 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 190 | 26.5773 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 198 | 27.3600 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 234 | 26.6193 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 279 | 26.7888 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 281 | 27.4988 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 284 | 27.1659 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 594 | 27.2944 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 662 | 26.5190 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 686 | 26.8418 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 804 | 617.2976 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 909 | 26.8321 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 1,231 | 622.2147 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 1,981 | 26.6133 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 2,309 | 26.8318 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 2,654 | 26.7422 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 2,690 | 26.5851 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 5,427 | 26.7417 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 5,570 | 623.5982 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 5,666 | 629.9109 ZAR | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 8,736 | 26.7517 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 8,826 | 26.7646 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 10,103 | 617.0723 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 10,611 | 632.7302 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 10,611 | 27.3690 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 11,066 | 26.5689 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 11,226 | 618.6052 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 13,403 | 26.9367 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 15,806 | 633.0223 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 19,782 | 622.4971 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 23,412 | 634.4200 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 28,896 | 26.9462 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 29,277 | 27.1037 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 34,098 | 27.3602 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 43,366 | 26.7000 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 59,275 | 26.8703 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 71,674 | 27.3478 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 145,577 | 26.8848 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 152 | 628.8357 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 340 | 628.7324 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 598 | 27.3600 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 1,231 | 621.9659 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1,300 | 633.2355 ZAR | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 2,131 | 30.7860 EUR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 5,239 | 634.2296 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 5,745 | 624.0210 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 10,611 | 632.7302 ZAR | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 15,806 | 632.8482 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 22,242 | 628.3029 ZAR | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 183,997 | 619.8627 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 1 | 634.4200 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 80 | 26.6649 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 112 | 26.7100 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 321 | 27.5054 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 512 | 26.8656 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 804 | 617.2976 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 1,156 | 26.6082 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 1,366 | 27.1892 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 1,628 | 26.6431 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 1,652 | 27.4007 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 2,168 | 27.4579 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 2,353 | 26.7059 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 3,883 | 27.3597 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 5,570 | 623.5982 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 5,666 | 629.9109 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 5,735 | 27.3517 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 10,103 | 617.0723 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 11,226 | 618.6052 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 11,666 | 27.3704 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 13,986 | 615.1500 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 14,651 | 27.3711 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 15,927 | 27.2462 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 18,226 | 27.3184 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 19,782 | 622.4971 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Long | 21,688 | 27.2274 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 23,412 | 634.4200 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 25,522 | 27.0393 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 26,587 | 27.0414 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 33,519 | 27.1136 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 38,100 | 27.2919 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 56,864 | 27.3600 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 69,694 | 27.3580 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 81,810 | 27.1252 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 1 | 634.4200 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 22 | 27.0803 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 152 | 628.8357 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 340 | 628.7324 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 863 | 31.8413 EUR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 1,183 | 26.6047 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 1,300 | 633.2355 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 4,364 | 26.8629 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 5,239 | 634.2296 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 5,745 | 624.0210 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 8,199 | 26.6917 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Short | 13,986 | 615.3191 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 22,242 | 628.4913 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 183,997 | 620.0487 ZAR | |||
USD 0.54945 ordinary | SWAP | Opening Short | 5 | 26.5960 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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