Source - BUS

Form 8.5 (EPT/NON-RI) - SABMILLER PLC Amendment to s2(a) and 3(a)

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose  

SABMILLER PLC

  relevant securities this form relates:    
(c) Name of the party to the offer with which exempt ANHEUSER-BUSCH INBEV SA/NV
  principal trader is connected    
(d) Date position held/dealing undertaken:   02 September 2016
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer?   ANHEUSER-BUSCH INBEV SA/NV

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
  Interests   Short Positions
      Number   (%)   Number   (%)
(1) Relevant securities owned    
and/or controlled: 4,236,020 0.26% 1,733,846 0.11%
                   
(2) Cash-settled derivatives:
624,320 0.04% 2,742,144 0.17%
                   
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
                   
 
TOTAL: 4,860,340 0.30% 4,475,990 0.28%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security       securities   paid/received   paid/received
ORD   Purchase   1,024,901   44.0600 GBP   43.9 GBP
ORD   Sale   683,477   44.0600 GBP   43.9 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security           securities    
ORD   SWAP   Long   10   43.9650 GBP
ORD   SWAP   Long   151   43.9692 GBP
ORD   CFD   Long   269   43.9705 GBP
ORD   CFD   Long   488   44.0567 GBP
ORD   CFD   Long   1,375   847.6058 ZAR
ORD   CFD   Long   1,453   43.9860 GBP
ORD   CFD   Long   5,799   853.7722 ZAR
ORD   CFD   Long   7,200   853.0182 ZAR
ORD   CFD   Long   7,461   848.2296 ZAR
ORD   CFD   Long   68,958   43.9174 GBP
ORD   CFD   Long   152,481   849.3100 ZAR
ORD   CFD   Long   419,822   43.9312 GBP
ORD   CFD   Short   364   44.0397 GBP
ORD   SWAP   Short   524   44.0004 GBP
ORD   SWAP   Short   900   43.9949 GBP
ORD   CFD   Short   1,453   43.9543 GBP
ORD   CFD   Short   1,644   43.9659 GBP
ORD   CFD   Short   1,773   43.9462 GBP
ORD   CFD   Short   3,177   43.9914 GBP
ORD   CFD   Short   7,198   849.8206 ZAR
ORD   CFD   Short   20,499   848.2444 ZAR
ORD   CFD   Short   66,690   848.5034 ZAR
ORD   CFD   Short   84,474   43.9844 GBP
ORD   CFD   Short   201,560   43.9824 GBP
ORD   CFD   Short   300,533   43.9799 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:   7 Sep 2016
Contact name: Pinar Coktas
Telephone number:   020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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