Source - RNS
RNS Number : 2837K
Worldsec Ld
09 April 2018
 

9 April 2018

 

Worldsec Limited

(the "Company")

 

Director/PDMR Shareholdings

 

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM

 

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Ernest She

2

Reason for the notification

a)

Position/status

Director of Worldsec Limited/PDMR

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Worldsec Limited

b)

LEI

213800RSLE74B1NP4X17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Ordinary shares of US$0.001 each


Identification code

BMG9774L1019

b)

Nature of the transaction

Subscription for ordinary shares pursuant to open offer

c)

Price(s) and volumes(s)

Price(s)

Volume(s)

US$0.15

US$0.15

103,365

80,000

d)

Aggregated information



Aggregated volume

183,365


Price

US$0.15

e)

Date of the transaction

5 April 2018

f)

Place of the transaction

Outside a trading venue

 

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Alastair Gunn-Forbes

2

Reason for the notification

a)

Position/status

Director of Worldsec Limited/PDMR.

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Worldsec Limited

b)

LEI

213800RSLE74B1NP4X17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Ordinary shares of US$0.001 each


Identification code

BMG9774L1019

b)

Nature of the transaction

Subscription for ordinary shares pursuant to open offer

c)

Price(s) and volumes(s)

Price(s)

Volume(s)

US$0.15

15,000

d)

Aggregated information

N/A (single transaction)


Aggregated volume



Price


e)

Date of the transaction

5 April 2018

f)

Place of the transaction

Outside a trading venue

 

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Henry Cheong

2

Reason for the notification

a)

Position/status

Director of Worldsec Limited/PDMR.

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Worldsec Limited

b)

LEI

213800RSLE74B1NP4X17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Ordinary shares of US$0.001 each


Identification code

BMG9774L1019

b)

Nature of the transaction

Subscription for ordinary shares pursuant to open offer

c)

Price(s) and volumes(s)

Price(s)

Volume(s)

US$0.15

US$0.15

US$0.15

US$0.15

941,594

577,436

8,406

4,721,561

d)

Aggregated information



Aggregated volume

6,248,997


Price

US$0.15

e)

Date of the transaction

5 April 2018

f)

Place of the transaction

Outside a trading venue

 

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

HC Investment Holdings Limited

2

Reason for the notification

a)

Position/status

Legal person in which Henry Cheong (Director of Worldsec Limited) holds 100 per cent. of the issued shares/PCA

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Worldsec Limited

b)

LEI

213800RSLE74B1NP4X17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Ordinary shares of US$0.001 each


Identification code

BMG9774L1019

b)

Nature of the transaction

Subscription for ordinary shares pursuant to open offer

c)

Price(s) and volumes(s)

Price(s)

Volume(s)

US$0.15

US$0.15

5,000,000

5,000,000

d)

Aggregated information



Aggregated volume

10,000,000


Price

US$0.15

e)

Date of the transaction

5 April 2018

f)

Place of the transaction

Outside a trading venue

 

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Grand Acumen Holdings Limited

2

Reason for the notification

a)

Position/status

Legal person in which Henry Cheong (Director of Worldsec Limited) holds 25 per cent. of the issued shares/PCA

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Worldsec Limited

b)

LEI

213800RSLE74B1NP4X17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Ordinary shares of US$0.001 each


Identification code

BMG9774L1019

b)

Nature of the transaction

Purchase of ordinary shares pursuant to open offer

c)

Price(s) and volumes(s)

Price(s)

Volume(s)

US$0.15

3,225,000

d)

Aggregated information

N/A (single transaction)


Aggregated volume



Price


e)

Date of the transaction

5 April 2018

f)

Place of the transaction

Outside a trading venue

 

This notification is made in accordance with the requirements of the Market Abuse Regulation.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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