Source - RNS
RNS Number : 4234O
Morgan Stanley Capital Services LLC
17 May 2018
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

16 MAY 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 8,497

 173.1450 USD

 170.2900 USD

 ADR

 SALES

 5,107

 173.3200 USD

 169.9400 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 300

 170.2667 USD

 ADR

 CFD

 LONG

 200

 170.9000 USD

 ADR

 CFD

 LONG

 789

 170.9000 USD

 ADR

 CFD

 LONG

 204

 170.9000 USD

 ADR

 CFD

 LONG

 5

 170.9000 USD

 ADR

 CFD

 LONG

 1,101

 171.2196 USD

 ADR

 CFD

 LONG

 900

 171.2889 USD

 ADR

 CFD

 LONG

 800

 171.7325 USD

 ADR

 CFD

 LONG

 400

 172.4950 USD

 ADR

 CFD

 LONG

 123

 172.5561 USD

 ADR

 CFD

 LONG

 1

 172.7200 USD

 ADR

 CFD

 LONG

 500

 172.8340 USD

 ADR

 CFD

 LONG

 100

 173.1300 USD

 ADR

 CFD

 LONG

 35

 173.1300 USD

 ADR

 CFD

 LONG

 376

 173.1300 USD

 ADR

 CFD

 LONG

 374

 173.3119 USD

 ADR

 CFD

 SHORT

 100

 170.5100 USD

 ADR

 CFD

 SHORT

 401

 170.6575 USD

 ADR

 CFD

 SHORT

 5,000

 170.6862 USD

 ADR

 CFD

 SHORT

 135

 170.9000 USD

 ADR

 CFD

 SHORT

 2

 170.9100 USD

 ADR

 CFD

 SHORT

 340

 171.3617 USD

 ADR

 CFD

 SHORT

 1,673

 171.8970 USD

 ADR

 CFD

 SHORT

 1,133

 171.9380 USD

 ADR

 CFD

 SHORT

 200

 172.5750 USD

 ADR

 CFD

 SHORT

 789

 173.1300 USD

 ADR

 CFD

 SHORT

 204

 173.1300 USD

 ADR

 CFD

 SHORT

 20

 173.1300 USD

 ADR

 CFD

 SHORT

 100

 173.1300 USD

 5p ordinary

 CFD

 LONG

 6,070

 42.0485 GBP

 5p ordinary

 CFD

 LONG

 4,230

 42.0485 GBP

 5p ordinary

 CFD

 LONG

 41,520

 42.0485 GBP

 5p ordinary

 CFD

 LONG

 19,720

 42.0485 GBP

 5p ordinary

 CFD

 LONG

 28,480

 42.0485 GBP

 5p ordinary

 CFD

 LONG

 39

 42.1166 GBP

 5p ordinary

 CFD

 LONG

 272

 42.1412 GBP

 5p ordinary

 CFD

 LONG

 2,321

 42.1467 GBP

 5p ordinary

 CFD

 LONG

 1,556

 42.1576 GBP

 5p ordinary

 CFD

 LONG

 9,100

 42.2079 GBP

 5p ordinary

 CFD

 LONG

 3,987

 42.2397 GBP

 5p ordinary

 CFD

 LONG

 854

 42.2669 GBP

 5p ordinary

 CFD

 SHORT

 300

 42.0616 GBP

 5p ordinary

 CFD

 SHORT

 29

 42.0951 GBP

 5p ordinary

 CFD

 SHORT

 311

 42.1009 GBP

 5p ordinary

 CFD

 SHORT

 99,683

 42.1044 GBP

 5p ordinary

 CFD

 SHORT

 37,450

 42.1044 GBP

 5p ordinary

 CFD

 SHORT

 3,462

 42.1284 GBP

 5p ordinary

 CFD

 SHORT

 52

 42.2100 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

17 MAY 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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