Source - RNS
RNS Number : 5043X
Societe Generale SA
10 August 2018
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Société Générale S.A.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

 Shire Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

09/08/2018

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES: Takeda Pharmaceutical Company Limited

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares:  11,127,673 Shares Interests and             400,584 short position

ADR (referencing the ordinary): 220,833 equivalent Shares interests and 21,804 equivalent Shares as short position

Where (1 ADR = 3 ordinary shares)

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

11,348,506

1.24

422,388

0.05

(2) Cash-settled derivatives:

 

195,395

0.02

6,817,090

0.75

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

300,000

0.03

175,000

0.02

 

     TOTAL:

11,843,901

1.30

7,414,478

0.81

           

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

GBP

Ordinary

Purchase

13

44.855

Ordinary

Purchase

63

44.985

Ordinary

Purchase

110

44.905

Ordinary

Purchase

1,051

44.985

Ordinary

Purchase

122

44.855

Ordinary

Purchase

13

44.835

Ordinary

Purchase

148

44.835

Ordinary

Purchase

69

44.77

Ordinary

Purchase

200

44.91

Ordinary

Purchase

102

44.81

Ordinary

Purchase

346

44.695

Ordinary

Purchase

10

44.68

Ordinary

Purchase

193

44.685

Ordinary

Purchase

101

44.845

Ordinary

Purchase

300

44.83

Ordinary

Purchase

120

44.82

Ordinary

Purchase

104

44.76

Ordinary

Purchase

101

44.785

Ordinary

Purchase

101

44.835

Ordinary

Purchase

101

44.9

Ordinary

Purchase

136

44.785

Ordinary

Purchase

174

44.815

Ordinary

Purchase

198

44.82

Ordinary

Purchase

200

44.605

Ordinary

Purchase

103

44.605

Ordinary

Purchase

111

44.785

Ordinary

Purchase

150

44.64

Ordinary

Purchase

200

44.64

Ordinary

Purchase

29

44.8

Ordinary

Purchase

121

44.8

Ordinary

Purchase

161

44.64

Ordinary

Purchase

150

44.64

Ordinary

Purchase

143

44.895

Ordinary

Purchase

181

44.985

Ordinary

Purchase

177

44.985

Ordinary

Purchase

89

44.91

Ordinary

Purchase

96

44.7

Ordinary

Purchase

230

44.58

Ordinary

Purchase

101

44.63

Ordinary

Purchase

139

44.8

Ordinary

Purchase

36

44.855

Ordinary

Purchase

90

44.855

Ordinary

Purchase

250

44.855

Ordinary

Purchase

200

44.8

Ordinary

Purchase

67

44.76

Ordinary

Purchase

45,962

44.826745

Ordinary

Purchase

48,864

44.905685

Class of relevant security

Purchase/sale

Number of securities

Price per unit

USD

ADR

Purchase

51

173.78

ADR

Purchase

768

173.55246

ADR

Purchase

300

173.36

ADR

Purchase

27

173.78

Class of relevant security

Purchase/sale

Number of securities

Price per unit

GBP

Ordinary

Sale

85

44.695

Ordinary

Sale

99

44.655

Ordinary

Sale

69

44.605

Ordinary

Sale

11

44.635

Ordinary

Sale

37

44.675

Ordinary

Sale

75

44.775

Ordinary

Sale

43

44.715

Ordinary

Sale

41

44.805

Ordinary

Sale

61

44.805

Ordinary

Sale

57

44.795

Ordinary

Sale

85

44.815

Ordinary

Sale

77

44.985

Ordinary

Sale

23

44.985

Ordinary

Sale

25

44.985

Ordinary

Sale

23

44.985

Ordinary

Sale

7

44.985

Ordinary

Sale

293

44.985

Ordinary

Sale

100

44.66

Ordinary

Sale

4

44.785

Ordinary

Sale

62

44.695

Ordinary

Sale

63

44.78

Ordinary

Sale

100

44.78

Ordinary

Sale

1

44.78

Ordinary

Sale

58

44.655

Ordinary

Sale

100

44.89

Ordinary

Sale

62

44.885

Ordinary

Sale

100

44.755

Ordinary

Sale

94

44.815

Ordinary

Sale

100

44.68

Ordinary

Sale

27

44.68

Ordinary

Sale

49

44.68

Ordinary

Sale

75

44.79

Ordinary

Sale

100

44.68

Ordinary

Sale

15

44.68

Ordinary

Sale

28

44.68

Ordinary

Sale

100

44.775

Ordinary

Sale

808

44.985

Ordinary

Sale

633

44.985

Ordinary

Sale

138

44.985

Ordinary

Sale

22

44.985

Ordinary

Sale

28

44.985

Ordinary

Sale

36

44.985

Ordinary

Sale

32

44.985

Ordinary

Sale

28

44.985

Ordinary

Sale

26

44.985

Ordinary

Sale

40

44.985

Ordinary

Sale

252

44.985

Ordinary

Sale

692

44.985

Ordinary

Sale

118

44.78

Ordinary

Sale

38

44.82

Ordinary

Sale

101

44.81

Ordinary

Sale

104

44.66

Ordinary

Sale

1

44.78

Ordinary

Sale

101

44.87

Ordinary

Sale

101

44.625

Ordinary

Sale

101

44.67

Ordinary

Sale

150

44.78

Ordinary

Sale

101

44.785

Ordinary

Sale

101

44.805

Ordinary

Sale

101

44.76

Ordinary

Sale

101

44.565

Ordinary

Sale

101

44.62

Ordinary

Sale

101

44.61

Ordinary

Sale

16

44.815

Ordinary

Sale

101

44.58

Ordinary

Sale

73

44.8

Ordinary

Sale

101

44.87

Ordinary

Sale

101

44.705

Ordinary

Sale

102

44.71

Ordinary

Sale

101

44.765

Ordinary

Sale

58

44.715

Ordinary

Sale

101

44.81

Ordinary

Sale

150

44.695

Ordinary

Sale

33

44.74

Ordinary

Sale

68

44.74

Ordinary

Sale

67

44.81

Ordinary

Sale

34

44.81

Ordinary

Sale

160

44.785

Ordinary

Sale

204

44.78

Ordinary

Sale

84

44.75

Ordinary

Sale

111

44.75

Ordinary

Sale

101

44.695

Ordinary

Sale

28

44.7

Ordinary

Sale

103

44.705

Ordinary

Sale

73

44.7

Ordinary

Sale

25

44.74

Ordinary

Sale

76

44.74

Ordinary

Sale

234

44.89

Ordinary

Sale

101

44.67

Ordinary

Sale

101

44.9

Ordinary

Sale

101

44.66

Ordinary

Sale

101

44.655

Ordinary

Sale

101

44.77

Ordinary

Sale

101

44.75

Ordinary

Sale

101

44.73

Ordinary

Sale

102

44.735

Ordinary

Sale

101

44.905

Ordinary

Sale

48

44.605

Ordinary

Sale

101

44.75

Ordinary

Sale

101

44.675

Ordinary

Sale

101

44.76

Ordinary

Sale

101

44.765

Ordinary

Sale

26

44.675

Ordinary

Sale

101

44.76

Ordinary

Sale

38

44.675

Ordinary

Sale

101

44.805

Ordinary

Sale

32

44.78

Ordinary

Sale

44

44.795

Ordinary

Sale

150

44.75

Ordinary

Sale

96

44.715

Ordinary

Sale

24

44.7

Ordinary

Sale

77

44.7

Ordinary

Sale

92

44.68

Ordinary

Sale

133

44.68

Ordinary

Sale

101

44.595

Ordinary

Sale

97

44.79

Ordinary

Sale

60

44.79

Ordinary

Sale

101

44.79

Ordinary

Sale

101

44.69

Ordinary

Sale

101

44.87

Ordinary

Sale

101

44.795

Ordinary

Sale

60

44.825

Ordinary

Sale

101

44.75

Ordinary

Sale

70

44.825

Ordinary

Sale

101

44.845

Ordinary

Sale

103

44.745

Ordinary

Sale

101

44.81

Ordinary

Sale

103

44.73

Ordinary

Sale

90

44.635

Ordinary

Sale

211

44.775

Ordinary

Sale

101

44.69

Ordinary

Sale

26

44.775

Ordinary

Sale

101

44.66

Ordinary

Sale

101

44.75

Ordinary

Sale

101

44.63

Ordinary

Sale

102

44.815

Ordinary

Sale

2

44.655

Ordinary

Sale

104

44.81

Ordinary

Sale

101

44.67

Ordinary

Sale

101

44.915

Ordinary

Sale

101

44.79

Ordinary

Sale

101

44.795

Ordinary

Sale

381

44.86

Ordinary

Sale

101

44.83

Ordinary

Sale

22

44.63

Ordinary

Sale

101

44.87

Ordinary

Sale

101

44.625

Ordinary

Sale

79

44.63

Ordinary

Sale

63

44.82

Ordinary

Sale

93

44.765

Ordinary

Sale

69

44.865

Ordinary

Sale

264

44.715

Ordinary

Sale

125

44.665

Ordinary

Sale

36

44.665

Ordinary

Sale

125

44.775

Ordinary

Sale

83

44.695

Ordinary

Sale

61

44.605

Ordinary

Sale

196

44.75

Ordinary

Sale

125

44.695

Ordinary

Sale

125

44.78

Ordinary

Sale

141

44.755

Ordinary

Sale

260

44.725

Ordinary

Sale

89

44.885

Ordinary

Sale

100

44.89

Ordinary

Sale

6

44.785

Ordinary

Sale

75

44.71

Ordinary

Sale

37

44.68

Ordinary

Sale

125

44.79

Ordinary

Sale

36

44.79

Ordinary

Sale

102

44.935

Ordinary

Sale

83

44.825

Ordinary

Sale

126

44.68

Ordinary

Sale

125

44.68

Ordinary

Sale

52

44.645

Ordinary

Sale

52

44.68

Ordinary

Sale

97

44.68

Ordinary

Sale

9

44.77

Ordinary

Sale

89

44.765

Ordinary

Sale

125

44.775

Ordinary

Sale

56

44.62

Ordinary

Sale

69

44.62

Class of relevant security

Purchase/sale

Number of securities

Price per unit

USD

ADR

Sale

66

172.97591

ADR

Sale

300

173.41

ADR

Sale

1,854

173.96305

ADR

Sale

573

173.78

ADR

Sale

2,700

173.62556

ADR

Sale

300

174.06

ADR

Sale

216

173.78

ADR

Sale

1,512

173.78

ADR

Sale

1,944

173.78

 

Total Purchases

102,872

 

 

Total Sales

27,199

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit GBP

Ordinary

CFD

Increasing a short position

45,962

44.826745

Ordinary

CFD

Increasing a short position

48,864

44.905685

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit GBP

 

 

 

 

 

 

 

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit GBP

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable) GBP

 

 

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

Yes

 

 

Date of disclosure:

 10/08/2018                            

Contact name:

 Olivier Vero

Telephone number:

+44 20 7676 6969

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk

 

                                                                

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Shire Plc

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

-

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit GBP

Type

Expiry date

  

e.g. American, European etc.

Ordinary

Listed call-option

Sale

150,000

32

American options

21/12/2018

Ordinary

Listed call-option

Purchase

30,000

40

American options

17/08/2018

Ordinary

Listed call-option

Purchase

75,000

41

American options

17/08/2018

 

Ordinary

Listed put-option

 

Sale

150,000

32

American options

21/12/2018

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit USD

Type

Expiry date

ADR

Listed put-option

Sale

20,000

155

American options

18/01/2019

ADR

Listed Call-option

Purchase

25,000

185

American options

18/01/2019

ADR

Listed Call-option

Sale

25,000

175

American options

18/01/2019

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 


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