FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||||
(b) | Name of offeror/offeree in relation to whose | THG PLC | |||||||||||||||
| relevant securities this form relates: | ||||||||||||||||
(c) | Name of the party to the offer with which exempt | THG plc | |||||||||||||||
| principal trader is connected | ||||||||||||||||
(d) | Date position held/dealing undertaken: | 27 May 2022 | |||||||||||||||
(e) | In addition to the company in 1(b) above, is the exempt principal | NO |
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| trader making disclosures in respect of any other party to the offer? | | | | |||||||||||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 0.5p ordinary | | | ||||||||||||||
| Interests | Short Positions | |||||||||||||||
| Number | (%) | Number | (%) | |||||||||||||
(1) | Relevant securities owned | | | | | ||||||||||||
| and/or controlled: | 15,032,796 | 1.23% | 8,255,747 | 0.68% | ||||||||||||
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(2) | Cash-settled derivatives: | | | | | ||||||||||||
| | | 19,756,969 | 1.62% | 14,307,409 | 1.17% | |||||||||||
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(3) | Stock-settled derivatives (including options) | | | | | ||||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||||||||
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| TOTAL: | | 34,789,765 | 2.85% | 22,563,156 | 1.85% | |||||||||||
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to | |
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which subscription right exists |
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Details, including nature of the rights | |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | | | ||||
Class of relevant | | Purchase/sale | | Total number of | | Highest price per unit | Lowest price per unit |
security | | | | securities | | paid/received | paid/received |
0.5p ordinary | Purchase | 831,131 | 1.5787 GBP | 1.5195 GBP | |||
0.5p ordinary | Sale | 574,350 | 1.5731 GBP | 1.5335 GBP |
(b) | Cash-settled derivative transactions | | |||||
Class of | | Product | | Nature of dealing | | Number of | Price per |
relevant | | description | | | | reference | unit |
security | | | | | | securities | |
0.5p ordinary | SWAP | Decreasing Long | 1 | 1.5790 GBP | |||
0.5p ordinary | CFD | Decreasing Long | 1,000 | 1.5608 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 3,079 | 1.5642 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 3,223 | 1.5458 GBP | |||
0.5p ordinary | CFD | Decreasing Long | 4,293 | 1.5558 GBP | |||
0.5p ordinary | CFD | Decreasing Long | 5,000 | 1.5281 GBP | |||
0.5p ordinary | CFD | Decreasing Long | 5,507 | 1.5533 GBP | |||
0.5p ordinary | CFD | Decreasing Long | 5,628 | 1.5336 GBP | |||
0.5p ordinary | CFD | Decreasing Long | 8,668 | 1.5196 GBP | |||
0.5p ordinary | CFD | Decreasing Long | 9,799 | 1.5276 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 34,261 | 1.5391 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 43,529 | 1.5411 GBP | |||
0.5p ordinary | CFD | Decreasing Long | 47,093 | 1.5504 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 80,541 | 1.5292 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 81,111 | 1.5474 GBP | |||
0.5p ordinary | CFD | Decreasing Long | 88,100 | 1.5195 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 102,004 | 1.5402 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 121,689 | 1.5314 GBP | |||
0.5p ordinary | SWAP | Increasing Long | 1,408 | 1.5593 GBP | |||
0.5p ordinary | SWAP | Increasing Long | 2,682 | 1.5551 GBP | |||
0.5p ordinary | SWAP | Increasing Short | 20,000 | 1.5380 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | | date | money |
relevant | | selling, | securities | per unit | | | paid/ |
security | | varying etc | to which | | | | received |
| | | option | | | | per unit |
| | | relates | | | | |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | | | | securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | | Nature of Dealings | | Details | Price per unit (if | | |
security | | | | applicable) | | ||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the exempt principal trader making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | | | | ||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 30 May 2022 | | | | |||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | | |
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