FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||
(a) | Full name of discloser: | | Barclays PLC. | ||||||||
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(b) | Owner or controller of interest and short | | |||||||||
| positions disclosed, if different from 1(a): | ||||||||||
(c) | Name of offeror/offeree in relation to whose | FIRSTGROUP PLC | |||||||||
| relevant securities this form relates: | ||||||||||
(d) | If an exempt fund manager connected with an | | |||||||||
| offeror/offeree, state this and specify identity of | ||||||||||
| offeror/offeree: | | |||||||||
(e) | Date position held/dealing undertaken: | 12 July 2022 | |||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? | | | | |||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 5p ordinary | | | ||||||||
| Interests | Short Positions | |||||||||
| Number | (%) | Number | (%) | |||||||
(1) | Relevant securities owned | | | | | ||||||
| and/or controlled: | 7,533,155 | 1.00% | 1,291,926 | 0.17% | ||||||
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(2) | Cash-settled derivatives: | | | | | ||||||
| | | 618,248 | 0.08% | 6,829,993 | 0.91% | |||||
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(3) | Stock-settled derivatives (including options) | | | | | ||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||
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| TOTAL: | 8,151,403 | 1.09% | 8,121,919 | 1.08% | ||||||
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||
| options) |
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Class of relevant security in relation to | | ||||||||||
which subscription right exists | |||||||||||
Details, including nature of the rights | | ||||||||||
concerned and relevant percentages: | |||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | | | | ||
Class of relevant | Purchase/sale | | Number of | Price per unit | | |
security | | | | securities | | |
5p ordinary | Purchase | 321 | 1.2689 GBP | |||
5p ordinary | Purchase | 750 | 1.2570 GBP | |||
5p ordinary | Purchase | 753 | 1.2290 GBP | |||
5p ordinary | Purchase | 1,308 | 1.2540 GBP | |||
5p ordinary | Purchase | 2,340 | 1.2690 GBP | |||
5p ordinary | Purchase | 5,000 | 1.2652 GBP | |||
5p ordinary | Purchase | 8,234 | 1.2333 GBP | |||
5p ordinary | Purchase | 20,032 | 1.2472 GBP | |||
5p ordinary | Purchase | 31,714 | 1.2621 GBP | |||
5p ordinary | Sale | 2,835 | 1.2494 GBP | |||
5p ordinary | Sale | 2,911 | 1.2658 GBP | |||
5p ordinary | Sale | 4,048 | 1.2589 GBP | |||
5p ordinary | Sale | 4,434 | 1.2586 GBP | |||
5p ordinary | Sale | 5,044 | 1.2590 GBP | |||
5p ordinary | Sale | 9,678 | 1.2625 GBP | |||
5p ordinary | Sale | 9,809 | 1.2617 GBP | |||
5p ordinary | Sale | 10,941 | 1.2592 GBP | |||
5p ordinary | Sale | 11,158 | 1.2616 GBP | |||
5p ordinary | Sale | 12,203 | 1.2690 GBP | |||
5p ordinary | Sale | 15,000 | 1.2600 GBP | |||
5p ordinary | Sale | 15,214 | 1.2620 GBP | |||
5p ordinary | Sale | 34,127 | 1.2614 GBP | |||
5p ordinary | Sale | 61,808 | 1.2536 GBP |
(b) | Cash-settled derivative transactions | | |||||
Class of | | Product | | Nature of dealing | | Number of | Price per |
relevant | | description | | | | reference | unit |
security | | | | | | securities | |
5p ordinary | SWAP | Long | 23 | 1.2589 GBP | |||
5p ordinary | SWAP | Long | 5,983 | 1.2643 GBP | |||
5p ordinary | CFD | Long | 12,876 | 1.2577 GBP | |||
5p ordinary | SWAP | Long | 16,244 | 1.2689 GBP | |||
5p ordinary | SWAP | Long | 17,860 | 1.2545 GBP | |||
5p ordinary | SWAP | Long | 19,702 | 1.2538 GBP | |||
5p ordinary | SWAP | Long | 20,476 | 1.2571 GBP | |||
5p ordinary | SWAP | Long | 26,808 | 1.2518 GBP | |||
5p ordinary | SWAP | Long | 35,000 | 1.2595 GBP | |||
5p ordinary | SWAP | Short | 244 | 1.2510 GBP | |||
5p ordinary | SWAP | Short | 1,908 | 1.2527 GBP | |||
5p ordinary | SWAP | Short | 2,340 | 1.2690 GBP | |||
5p ordinary | SWAP | Short | 3,852 | 1.2351 GBP | |||
5p ordinary | SWAP | Short | 5,000 | 1.2652 GBP | |||
5p ordinary | SWAP | Short | 6,879 | 1.2506 GBP | |||
5p ordinary | SWAP | Short | 7,990 | 1.2327 GBP | |||
5p ordinary | CFD | Short | 9,451 | 1.2504 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | | date | money |
relevant | | selling, | securities | per unit | | | paid/ |
security | | varying etc | to which | | | | received |
| | | option | | | | per unit |
| | | relates | | | | |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | | | | securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | | Details | Price per unit (if | | ||
security | | | | applicable) | | ||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | | ||||||
(i) the voting rights of any relevant securities under any option; or | | ||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | | | | | |||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 13 Jul 2022 | | | | |||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | | | |
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