FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | REDROW PLC | |||||
(c) | Name of the party to the offer with which exempt | REDROW PLC | |||||
(d) | Date position held/dealing undertaken: | 27 Mar 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 10.5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 7,740,701 | 2.34% | 2,467,591 | 0.75% | |||
(2) Cash-settled derivatives: | 1,223,816 | 0.37% | 7,571,377 | 2.29% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 8,964,517 | 2.71% | 10,038,968 | 3.04% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
10.5p ordinary | Purchase | 182393 | 6.7050 GBP | 6.6150 GBP | |||
10.5p ordinary | Sale | 119978 | 6.7000 GBP | 6.6000 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10.5p ordinary | SWAP | Decreasing Long | 17 | 6.6200 GBP | |||
10.5p ordinary | SWAP | Decreasing Long | 501 | 6.6549 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 14 | 6.6773 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 21 | 6.6714 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 132 | 6.6450 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 184 | 6.6000 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 211 | 6.6682 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 211 | 6.6699 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 1,169 | 6.6850 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 24,614 | 6.6863 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 30,135 | 6.6869 GBP | |||
10.5p ordinary | SWAP | Increasing Long | 800 | 6.6844 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 395 | 6.6626 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 516 | 6.6573 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 571 | 6.6580 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 747 | 6.6641 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 1,093 | 6.6632 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 3,449 | 6.6359 GBP | |||
10.5p ordinary | CFD | Increasing Short | 8,545 | 6.6532 GBP | |||
10.5p ordinary | CFD | Increasing Short | 19,540 | 6.6849 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 79,983 | 6.6860 GBP | |||
10.5p ordinary | SWAP | Opening Long | 638 | 6.6850 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 28 Mar 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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