FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | REDROW PLC | |||||
(c) | Name of the party to the offer with which exempt | REDROW PLC | |||||
(d) | Date position held/dealing undertaken: | 04 Apr 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 10.5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 7,983,286 | 2.41% | 2,507,163 | 0.76% | |||
(2) Cash-settled derivatives: | 1,264,303 | 0.38% | 7,796,575 | 2.36% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 9,247,589 | 2.80% | 10,303,738 | 3.12% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
10.5p ordinary | Purchase | 297172 | 6.6600 GBP | 6.5600 GBP | |||
10.5p ordinary | Sale | 237202 | 6.6603 GBP | 6.5625 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10.5p ordinary | SWAP | Closing Short | 56 | 6.6591 GBP | |||
10.5p ordinary | SWAP | Closing Short | 84 | 6.6098 GBP | |||
10.5p ordinary | SWAP | Decreasing Long | 2,490 | 6.5828 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 110 | 6.6359 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 110 | 6.6129 GBP | |||
10.5p ordinary | CFD | Decreasing Short | 4,970 | 6.5629 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 6,384 | 6.6338 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 6,649 | 6.6600 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 7,964 | 6.6320 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 8,349 | 6.6598 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 16,652 | 6.6236 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 49,000 | 6.6595 GBP | |||
10.5p ordinary | SWAP | Increasing Long | 2,707 | 6.6094 GBP | |||
10.5p ordinary | SWAP | Increasing Long | 13,741 | 6.5743 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 200 | 6.5825 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 458 | 6.5843 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 1,385 | 6.5725 GBP | |||
10.5p ordinary | CFD | Increasing Short | 3,676 | 6.6238 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 5,529 | 6.5764 GBP | |||
10.5p ordinary | CFD | Increasing Short | 15,458 | 6.5758 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 22,481 | 6.6198 GBP | |||
10.5p ordinary | CFD | Increasing Short | 31,340 | 6.5949 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 91,713 | 6.6454 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 05 Apr 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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