Source - LSE Regulatory
RNS Number : 3564K
Barclays PLC
11 April 2024
 

FORM 8.5 (EPT/NON-RI) - Amendment to section 3b

 




Replaces form released on 11:29 27/02/2024

 




RNS Number :  6327E

 












FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

REDROW PLC


 relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

REDROW PLC


 principal trader is connected

(d)

Date position held/dealing undertaken:

26-Feb-24

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:



 trader making disclosures in respect of any other party to the offer?

 BARRATT DEVELOPMENTS PLC

2

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

10.5p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

6,482,857

1.95%

2,649,666

0.80%

(2) Cash-settled derivatives:

1,366,125

0.41%

6,331,780

1.91%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

7,848,982

2.36%

8,981,446

2.71%


 TOTAL:


 

 







(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 


 which subscription right exists

Details, including nature of the rights

 


 concerned and relevant percentages:

3

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 





Class of relevant

Purchase/sale

Total number of

Lowest price per unit




 security

 securities

 paid/received

10.5p ordinary

Purchase

302617

6.4600  GBP

10.5p ordinary

Sale

524888

6.5066  GBP

 







(b)

Cash-settled derivative transactions

Class of  relevant  security

Product  description

Nature of dealing

Price per  unit

10.5p ordinary

SWAP

Decreasing Long

6.6436  GBP

10.5p ordinary

SWAP

Decreasing Long

6.6532  GBP

10.5p ordinary

SWAP

Decreasing Long

6.6458  GBP

10.5p ordinary

SWAP

Decreasing Long

6.6501  GBP

10.5p ordinary

SWAP

Decreasing Long

6.6517  GBP

10.5p ordinary

SWAP

Decreasing Short

6.6450  GBP

10.5p ordinary

SWAP

Decreasing Short

6.6000  GBP

10.5p ordinary

SWAP

Decreasing Short

6.6440  GBP

10.5p ordinary

CFD

Decreasing Short

6.6438  GBP

10.5p ordinary

SWAP

Decreasing Short

6.6236  GBP

10.5p ordinary

CFD

Decreasing Short

6.6368  GBP

10.5p ordinary

SWAP

Decreasing Short

6.6240  GBP

10.5p ordinary

SWAP

Decreasing Short

6.6143  GBP

10.5p ordinary

CFD

Decreasing Short

6.5624  GBP

10.5p ordinary

SWAP

Decreasing Short

6.5513  GBP

10.5p ordinary

SWAP

Increasing Long

6.4550  GBP

10.5p ordinary

SWAP

Increasing Long

6.5917  GBP

10.5p ordinary

SWAP

Increasing Long

6.5066  GBP

10.5p ordinary

SWAP

Increasing Short

6.5926  GBP

10.5p ordinary

SWAP

Increasing Short

6.6550  GBP

10.5p ordinary

SWAP

Increasing Short

6.6450  GBP

10.5p ordinary

SWAP

Increasing Short

6.5750  GBP

10.5p ordinary

SWAP

Increasing Short

6.5734  GBP

10.5p ordinary

SWAP

Increasing Short

6.4676  GBP

10.5p ordinary

SWAP

Increasing Short

6.6349  GBP

10.5p ordinary

SWAP

Increasing Short

6.5770  GBP

10.5p ordinary

SWAP

Increasing Short

6.6009  GBP

10.5p ordinary

SWAP

Increasing Short

6.5699  GBP

10.5p ordinary

SWAP

Increasing Short

6.6100  GBP

10.5p ordinary

SWAP

Increasing Short

6.6074  GBP

10.5p ordinary

SWAP

Increasing Short

6.5929  GBP

10.5p ordinary

SWAP

Increasing Short

6.5490  GBP

10.5p ordinary

SWAP

Increasing Short

6.5541  GBP

10.5p ordinary

SWAP

Increasing Short

6.5959  GBP

10.5p ordinary

SWAP

Opening Short

6.6106  GBP

10.5p ordinary

SWAP

Decreasing Short

6.5568  GBP

10.5p ordinary

SWAP

Decreasing Short

6.5366  GBP

 







(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Exercise

Type

Expiry

Option







 of

 description

 purchasing,

 price

 date

 money







 relevant


 selling,

 per unit


 paid/







 security


 varying etc



 received












 per unit













 

 

 

 

 

 

 

 







(ii)

Exercising

 





Class of relevant

Product description

Exercising/ exercised against

Exercise price per



 security

 unit

 

 

 

 

 







(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if



 security

 applicable)

 

 

 

 

4

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,


 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by


 the exempt principal trader making the disclosure and any party


 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between


 the exempt principal trader making the disclosure and any other person relating to:


 (i)   the voting rights of any relevant securities under any option; or


 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which


 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

11-Apr-24

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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