FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | BHP GROUP LTD | |||||
(c) | Name of the party to the offer with which exempt | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 03 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | Ordinary NPV | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 8,051,149 | 0.16% | 6,144,893 | 0.12% | |||
(2) Cash-settled derivatives: | 4,371,436 | 0.09% | 4,970,369 | 0.10% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 12,422,585 | 0.24% | 11,115,262 | 0.22% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
Ordinary NPV | Purchase | 757344 | 22.5200 GBP | 22.1452 GBP | |||
Ordinary NPV | Sale | 403427 | 22.5300 GBP | 22.1500 GBP | |||
Ordinary NPV | Purchase | 71642 | 42.5600 AUD | 42.3453 AUD | |||
Ordinary NPV | Sale | 102927 | 42.8695 AUD | 42.3453 AUD | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
Ordinary NPV | CFD | Decreasing Long | 282 | 42.5100 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 384 | 521.3000 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 475 | 517.7489 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 1,957 | 518.1556 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 4,068 | 521.3000 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 4,073 | 519.3622 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 7,918 | 42.3770 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 8,058 | 521.4466 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 11,256 | 520.9281 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 17,052 | 521.0545 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 22,932 | 516.3409 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 24,267 | 520.2261 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 24,982 | 517.9207 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 29,987 | 521.7566 ZAR | |||
Ordinary NPV | CFD | Decreasing Short | 1 | 22.4100 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 82 | 22.4298 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 214 | 22.2300 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 274 | 22.2600 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 384 | 521.3000 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 754 | 22.2428 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 804 | 22.3300 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 914 | 22.5104 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 980 | 22.3987 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,199 | 22.4574 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,759 | 22.4703 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 2,000 | 22.4977 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 2,451 | 22.4597 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 2,625 | 22.3226 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,907 | 22.4384 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 4,068 | 521.3000 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 4,456 | 22.4570 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 5,260 | 22.4258 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 6,426 | 22.4542 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 9,381 | 22.4222 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 10,401 | 22.4394 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 11,256 | 520.9281 ZAR | |||
Ordinary NPV | CFD | Decreasing Short | 11,564 | 22.2531 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 13,421 | 22.4309 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 14,873 | 22.3042 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 17,052 | 521.0545 ZAR | |||
Ordinary NPV | CFD | Decreasing Short | 19,714 | 22.4414 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 24,267 | 520.0701 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 29,043 | 22.4110 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 29,972 | 22.4141 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 29,987 | 521.7566 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 1 | 516.6500 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 2 | 517.0400 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 240 | 22.3374 GBP | |||
Ordinary NPV | CFD | Increasing Long | 475 | 517.6065 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 766 | 521.3000 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 1,957 | 517.9485 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 2,000 | 22.4722 GBP | |||
Ordinary NPV | CFD | Increasing Long | 4,068 | 521.3000 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 4,073 | 519.2194 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 5,025 | 518.1314 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 8,058 | 521.3032 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 10,965 | 516.9605 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 15,400 | 42.8695 AUD | |||
Ordinary NPV | SWAP | Increasing Long | 16,439 | 516.7104 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 22,932 | 516.1990 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 24,982 | 517.7783 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 25,285 | 42.4100 AUD | |||
Ordinary NPV | CFD | Increasing Long | 154,468 | 517.8917 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 1 | 516.6500 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 2 | 517.0400 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 42 | 22.1901 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 262 | 42.4249 AUD | |||
Ordinary NPV | SWAP | Increasing Short | 267 | 22.4101 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 290 | 22.1900 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 484 | 22.2722 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 521 | 22.2415 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 545 | 42.4295 AUD | |||
Ordinary NPV | SWAP | Increasing Short | 740 | 22.2851 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 766 | 521.3000 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 973 | 22.4100 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,089 | 22.1761 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,390 | 22.1968 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 2,282 | 22.1768 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 3,516 | 22.4084 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 4,068 | 521.3000 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 5,025 | 518.1314 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 6,245 | 22.2959 GBP | |||
Ordinary NPV | CFD | Increasing Short | 6,423 | 22.3949 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 7,629 | 22.2166 GBP | |||
Ordinary NPV | CFD | Increasing Short | 9,615 | 22.4100 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 10,965 | 516.9605 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 11,120 | 22.2302 GBP | |||
Ordinary NPV | CFD | Increasing Short | 12,768 | 22.2116 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 14,640 | 22.2210 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 16,439 | 516.7104 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 21,382 | 22.2036 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 47,836 | 22.2636 GBP | |||
Ordinary NPV | CFD | Increasing Short | 53,187 | 22.3187 GBP | |||
Ordinary NPV | CFD | Increasing Short | 126,376 | 22.3341 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 154,468 | 518.0471 ZAR | |||
Ordinary NPV | CFD | Increasing Short | 195,817 | 22.3271 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 07 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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