FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | ANGLO AMERICAN PLC | |||||
(c) | Name of the party to the offer with which exempt | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 03 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | USD 0.54945 ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 5,558,888 | 0.45% | 18,902,115 | 1.54% | |||
(2) Cash-settled derivatives: | 18,021,999 | 1.47% | 5,226,512 | 0.43% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 23,580,887 | 1.92% | 24,128,627 | 1.97% | |||
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
| ||||||
Details, including nature of the rights |
| ||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
USD 0.54945 ordinary | Sale | 17183 | 640.0000 ZAR | 621.1924 ZAR | |||
USD 0.54945 ordinary | Purchase | 1024499 | 27.7150 GBP | 26.4750 GBP | |||
USD 0.54945 ordinary | Sale | 3440032 | 27.7150 GBP | 26.4750 GBP | |||
USD 0.54945 ordinary | Purchase | 1227 | 31.9980 EUR | 31.9980 EUR | |||
USD 0.54945 ordinary | Sale | 6809 | 31.5041 EUR | 31.5041 EUR | |||
ADR | Purchase | 43917 | 17.0400 USD | 16.8200 USD | |||
ADR | Sale | 43917 | 17.0400 USD | 16.8200 USD | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
USD 0.54945 ordinary | CFD | Closing Short | 706 | 27.2079 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 11,037 | 26.9350 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 12,547 | 27.4807 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 26,154 | 27.1833 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 29,630 | 27.4708 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 83,104 | 27.0999 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 118,426 | 26.9984 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 110 | 27.5713 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 118 | 27.7050 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 150 | 638.0007 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 488 | 27.4534 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 1,343 | 27.5000 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 1,481 | 27.3493 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 2,107 | 27.1034 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 2,570 | 27.3802 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 2,769 | 27.4317 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 3,090 | 27.4289 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 3,559 | 26.5876 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 3,701 | 27.3496 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 5,663 | 27.4318 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 10,596 | 627.9567 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 11,822 | 26.7739 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 11,981 | 26.6465 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 15,425 | 27.0669 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 19,747 | 626.0276 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 20,800 | 636.3836 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 20,896 | 621.8400 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 22,678 | 26.9394 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 27,815 | 27.1002 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 52,870 | 26.9478 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 66,000 | 27.2465 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 122,370 | 26.9695 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1 | 27.5300 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 43 | 27.4656 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 112 | 27.1235 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 224 | 642.2547 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 265 | 633.6603 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 275 | 639.7110 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 275 | 639.7467 ZAR | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 800 | 634.8253 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1,136 | 27.0800 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 1,456 | 621.8400 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1,456 | 621.8400 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1,657 | 631.7305 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1,945 | 27.3085 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 2,000 | 638.3467 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 2,148 | 26.8252 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 6,809 | 31.5007 EUR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 7,715 | 26.9332 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 8,256 | 634.1945 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 9,685 | 27.4658 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 15,901 | 634.9449 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 17,357 | 640.0000 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 27,815 | 631.1699 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 31,757 | 639.6511 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 36,500 | 635.0185 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 79,151 | 27.5016 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 119,119 | 26.7469 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 174,800 | 627.7155 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 5 | 27.5860 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 10 | 638.8600 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 13 | 27.5603 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 17 | 638.9747 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 103 | 27.2078 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 145 | 27.3673 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 712 | 27.4515 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 1,774 | 642.3800 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 2,060 | 27.4148 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 3,109 | 27.3956 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 3,682 | 638.9373 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 5,238 | 27.4008 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 6,374 | 26.7833 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 11,435 | 26.9347 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 13,769 | 26.6980 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 15,322 | 639.3088 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 17,712 | 639.0246 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 21,289 | 27.4358 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 23,350 | 27.3229 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 35,173 | 27.4852 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 68,932 | 27.2337 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 88,884 | 27.4393 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 134,600 | 27.2545 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 265 | 633.6603 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 275 | 639.7110 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 275 | 639.7467 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 667 | 26.6241 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Short | 1,227 | 32.0015 EUR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 1,456 | 621.8400 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 1,456 | 621.8400 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 1,657 | 631.7305 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 2,000 | 638.3467 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 5,885 | 638.7264 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 8,256 | 634.1945 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 15,144 | 626.1400 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 15,337 | 26.9649 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 15,901 | 634.9449 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 17,357 | 640.0640 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 31,757 | 639.8430 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 36,500 | 635.0185 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 174,800 | 627.9038 ZAR | |||
USD 0.54945 ordinary | CFD | Opening Long | 179 | 27.3375 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 339 | 27.2723 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 3,640 | 26.7602 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 6,988 | 26.9645 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 11,370 | 26.7445 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 12,000 | 26.8783 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 13,080 | 26.8120 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 13,597 | 26.9370 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 16,151 | 26.9566 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 17,357 | 26.7961 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 19,874 | 26.9350 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 20,797 | 27.1925 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 21,574 | 27.4179 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 22,073 | 27.0005 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 23,750 | 26.8625 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 31,254 | 27.2758 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 57,897 | 27.1496 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Long | 72,003 | 26.9331 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 418,573 | 27.4627 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 1,680,000 | 27.5000 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 07 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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