| FORM 8.5 (EPT/NON-RI) | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
| (b) | Name of offeror/offeree in relation to whose | BHP GROUP LTD | |||||
| (c) | Name of the party to the offer with which exempt | BHP GROUP LTD | |||||
| (d) | Date position held/dealing undertaken: | 06 May 2024 | |||||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
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| to which the disclosure relates following the dealing (if any) | ||||||
| Class of relevant security: | Ordinary NPV | ||||||
| | Interests | Short Positions | |||||
| Number | (%) | Number | (%) | ||||
| (1) Relevant securities owned and/or controlled: | 8,082,388 | 0.16% | 6,307,577 | 0.12% | |||
| (2) Cash-settled derivatives: | 4,520,674 | 0.09% | 5,054,913 | 0.10% | |||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| | 12,603,062 | 0.25% | 11,362,490 | 0.22% | |||
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| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
| Class of relevant security in relation to |
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| Details, including nature of the rights |
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| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchase and sales |
| | | | | |
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
| Ordinary NPV | Sale | 147037 | 42.9798 AUD | 42.5358 AUD | |||
| Ordinary NPV | Purchase | 70081 | 42.7629 AUD | 42.5358 AUD | |||
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| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product description | Nature of dealing | Number of | Price per | |||
| Ordinary NPV | CFD | Decreasing Long | 456 | 520.7082 ZAR | |||
| Ordinary NPV | SWAP | Decreasing Long | 644 | 522.9563 ZAR | |||
| Ordinary NPV | SWAP | Decreasing Long | 1,586 | 522.1086 ZAR | |||
| Ordinary NPV | CFD | Decreasing Long | 2,000 | 42.7639 AUD | |||
| Ordinary NPV | SWAP | Decreasing Long | 3,263 | 524.3345 ZAR | |||
| Ordinary NPV | SWAP | Decreasing Long | 6,574 | 522.6000 ZAR | |||
| Ordinary NPV | CFD | Decreasing Long | 7,620 | 521.3600 ZAR | |||
| Ordinary NPV | CFD | Decreasing Long | 11,567 | 522.3803 ZAR | |||
| Ordinary NPV | CFD | Decreasing Long | 21,242 | 521.6372 ZAR | |||
| Ordinary NPV | SWAP | Decreasing Short | 644 | 522.9563 ZAR | |||
| Ordinary NPV | SWAP | Increasing Long | 456 | 520.5000 ZAR | |||
| Ordinary NPV | SWAP | Increasing Long | 675 | 522.6000 ZAR | |||
| Ordinary NPV | SWAP | Increasing Long | 768 | 522.4365 ZAR | |||
| Ordinary NPV | CFD | Increasing Long | 1,586 | 521.9650 ZAR | |||
| Ordinary NPV | CFD | Increasing Long | 3,263 | 524.1903 ZAR | |||
| Ordinary NPV | CFD | Increasing Long | 6,574 | 522.3909 ZAR | |||
| Ordinary NPV | SWAP | Increasing Long | 7,288 | 522.4096 ZAR | |||
| Ordinary NPV | SWAP | Increasing Long | 7,620 | 521.2167 ZAR | |||
| Ordinary NPV | SWAP | Increasing Long | 11,567 | 522.2367 ZAR | |||
| Ordinary NPV | SWAP | Increasing Long | 21,242 | 521.4938 ZAR | |||
| Ordinary NPV | CFD | Increasing Long | 25,094 | 42.7500 AUD | |||
| Ordinary NPV | SWAP | Increasing Long | 30,887 | 521.0223 ZAR | |||
| Ordinary NPV | CFD | Increasing Long | 41,600 | 42.9798 AUD | |||
| Ordinary NPV | SWAP | Increasing Long | 45,570 | 520.9725 ZAR | |||
| Ordinary NPV | SWAP | Increasing Short | 675 | 522.6000 ZAR | |||
| Ordinary NPV | SWAP | Increasing Short | 768 | 522.4365 ZAR | |||
| Ordinary NPV | SWAP | Increasing Short | 7,288 | 522.4096 ZAR | |||
| Ordinary NPV | SWAP | Increasing Short | 30,887 | 521.0223 ZAR | |||
| Ordinary NPV | SWAP | Increasing Short | 45,570 | 520.9725 ZAR | |||
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| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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| (ii) | Exercising |
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| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| NONE | |||||||
| (c) | Attachments | ||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 07 May 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
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