FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) Name of exempt principal trader: | UBS Investment Bank, London |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
| (d) Date dealing undertaken: | 03 May 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES, BHP Group Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| USD 0.54945 ordinary | Buy
| 651662 | 27.77500 GBP | 25.99750 GBP |
| USD 0.54945 ordinary | Sell
| 1547824 | 27.74251 GBP | 17.15444 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| USD 0.54945 ordinary | CFD
| Long | 22179 | 27.39171181 GBP |
| USD 0.54945 ordinary | CFD
| Long | 39980 | 26.74921138 GBP |
| USD 0.54945 ordinary | CFD
| Long | 12863 | 27.40082317 GBP |
| USD 0.54945 ordinary | CFD
| Long | 4 | 27.562244 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1950 | 27.576950085 GBP |
| USD 0.54945 ordinary | CFD
| Long | 5684 | 26.94974666 GBP |
| USD 0.54945 ordinary | CFD
| Long | 450 | 27.576962085 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1200 | 27.576948085 GBP |
| USD 0.54945 ordinary | CFD
| Long | 300 | 27.576973085 GBP |
| USD 0.54945 ordinary | CFD
| Long | 5431 | 27.4932733365678 GBP |
| USD 0.54945 ordinary | CFD
| Long | 11103 | 27.208535 GBP |
| USD 0.54945 ordinary | CFD
| Long | 30116 | 26.97201616 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1023 | 27.498622 GBP |
| USD 0.54945 ordinary | CFD
| Long | 28112 | 27.41751115 GBP |
| USD 0.54945 ordinary | CFD
| Long | 19326 | 26.81740776 GBP |
| USD 0.54945 ordinary | CFD
| Long | 18042 | 27.38886352 GBP |
| USD 0.54945 ordinary | CFD
| Long | 4605 | 27.37425524 GBP |
| USD 0.54945 ordinary | CFD
| Long | 11159 | 27.41825665 GBP |
| USD 0.54945 ordinary | CFD
| Long | 12918 | 27.41933554 GBP |
| USD 0.54945 ordinary | CFD
| Long | 6235 | 27.41906366 GBP |
| USD 0.54945 ordinary | CFD
| Long | 831 | 27.00264 GBP |
| USD 0.54945 ordinary | CFD
| Long | 102099 | 27.35422371 GBP |
| USD 0.54945 ordinary | CFD
| Long | 121 | 27.247581 GBP |
| USD 0.54945 ordinary | CFD
| Long | 4989 | 27.38945409 GBP |
| USD 0.54945 ordinary | CFD
| Long | 10835 | 27.42667262 GBP |
| USD 0.54945 ordinary | CFD
| Long | 5729 | 27.41134992 GBP |
| USD 0.54945 ordinary | CFD
| Long | 70 | 27.132857 GBP |
| USD 0.54945 ordinary | CFD
| Long | 45531 | 26.9339226 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1024 | 26.934488 GBP |
| USD 0.54945 ordinary | CFD
| Long | 2 | 26.74421 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1 | 27.527247 GBP |
| USD 0.54945 ordinary | CFD
| Long | 6249 | 27.42270846 GBP |
| USD 0.54945 ordinary | CFD
| Long | 107 | 26.72092 GBP |
| USD 0.54945 ordinary | CFD
| Long | 14486 | 27.12893152 GBP |
| USD 0.54945 ordinary | CFD
| Long | 6502 | 27.40147695 GBP |
| USD 0.54945 ordinary | CFD
| Long | 5078 | 27.45917443 GBP |
| USD 0.54945 ordinary | CFD
| Long | 55609 | 27.41713548 GBP |
| USD 0.54945 ordinary | CFD
| Long | 25 | 27.118915 GBP |
| USD 0.54945 ordinary | CFD
| Long | 523 | 26.8788336520076 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1823 | 27.45968733 GBP |
| USD 0.54945 ordinary | CFD
| Long | 10000 | 26.896469 GBP |
| USD 0.54945 ordinary | CFD
| Long | 172103 | 27.570687 GBP |
| USD 0.54945 ordinary | CFD
| Long | 4714 | 27.35265638 GBP |
| USD 0.54945 ordinary | CFD
| Long | 32449 | 26.935 GBP |
| USD 0.54945 ordinary | CFD
| Long | 4115 | 27.38615139 GBP |
| USD 0.54945 ordinary | CFD
| Long | 593 | 26.962719 GBP |
| USD 0.54945 ordinary | CFD
| Long | 15205 | 26.75157446 GBP |
| USD 0.54945 ordinary | CFD
| Long | 3526 | 26.829264 GBP |
| USD 0.54945 ordinary | CFD
| Long | 2256 | 27.39168495 GBP |
| USD 0.54945 ordinary | CFD
| Long | 3928 | 27.36936283 GBP |
| USD 0.54945 ordinary | CFD
| Long | 4949 | 27.50543068 GBP |
| USD 0.54945 ordinary | CFD
| Long | 6 | 27.495 GBP |
| USD 0.54945 ordinary | CFD
| Long | 54663 | 26.61105668 GBP |
| USD 0.54945 ordinary | CFD
| Long | 3418 | 27.41021702 GBP |
| USD 0.54945 ordinary | CFD
| Long | 93279 | 26.60183994 GBP |
| USD 0.54945 ordinary | CFD
| Long | 2707 | 26.76664657 GBP |
| USD 0.54945 ordinary | CFD
| Long | 29927 | 27.1892529952999 GBP |
| USD 0.54945 ordinary | CFD
| Long | 9282 | 27.2635 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.445 GBP |
| USD 0.54945 ordinary | CFD
| Long | 102098 | 27.4508720304209 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.385 GBP |
| USD 0.54945 ordinary | CFD
| Long | 88 | 27.51 GBP |
| USD 0.54945 ordinary | CFD
| Long | 314 | 26.9273148194268 GBP |
| USD 0.54945 ordinary | CFD
| Long | 21 | 26.49 GBP |
| USD 0.54945 ordinary | CFD
| Long | 26666 | 26.6222928039211 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.33 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.365 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.755 GBP |
| USD 0.54945 ordinary | CFD
| Long | 385 | 27.49 GBP |
| USD 0.54945 ordinary | CFD
| Long | 7075 | 27.34441957 GBP |
| USD 0.54945 ordinary | CFD
| Long | 124 | 26.715 GBP |
| USD 0.54945 ordinary | CFD
| Long | 10229 | 26.78370156 GBP |
| USD 0.54945 ordinary | CFD
| Long | 191 | 26.691412 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.56 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.525 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.6 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.435 GBP |
| USD 0.54945 ordinary | CFD
| Long | 13 | 26.778091 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.85 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.515 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.415 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.25 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.75 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.74 GBP |
| USD 0.54945 ordinary | CFD
| Long | 15 | 27.475 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.655 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.68 GBP |
| USD 0.54945 ordinary | CFD
| Long | 37 | 27.465 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.72 GBP |
| USD 0.54945 ordinary | CFD
| Long | 308 | 27.5 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.375 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.485 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1309 | 27.312235 GBP |
| USD 0.54945 ordinary | CFD
| Long | 10946 | 27.4731589163567 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.89 GBP |
| USD 0.54945 ordinary | CFD
| Long | 12590 | 26.8991116 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.5 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.47 GBP |
| USD 0.54945 ordinary | CFD
| Long | 56206 | 26.991296 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1461 | 27.3168891176181 GBP |
| USD 0.54945 ordinary | CFD
| Long | 4121 | 27.306654934181 GBP |
| USD 0.54945 ordinary | CFD
| Long | 4918 | 27.4748942657706 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.735 GBP |
| USD 0.54945 ordinary | CFD
| Long | 88 | 27.45 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.34 GBP |
| USD 0.54945 ordinary | CFD
| Short | 770 | 26.742535 GBP |
| USD 0.54945 ordinary | CFD
| Short | 840 | 26.733750325 GBP |
| USD 0.54945 ordinary | CFD
| Short | 160000 | 27.4501 GBP |
| USD 0.54945 ordinary | CFD
| Short | 6578 | 27.42931894 GBP |
| USD 0.54945 ordinary | CFD
| Short | 1400 | 27.0609317201 GBP |
| USD 0.54945 ordinary | CFD
| Short | 500 | 27.0609417201 GBP |
| USD 0.54945 ordinary | CFD
| Short | 420 | 26.775536 GBP |
| USD 0.54945 ordinary | CFD
| Short | 2894 | 26.73569109 GBP |
| USD 0.54945 ordinary | CFD
| Short | 11785 | 26.935 GBP |
| USD 0.54945 ordinary | CFD
| Short | 2894 | 27.13084658 GBP |
| USD 0.54945 ordinary | CFD
| Short | 217 | 27.31751152 GBP |
| USD 0.54945 ordinary | CFD
| Short | 41781 | 27.0423671614913 GBP |
| USD 0.54945 ordinary | CFD
| Short | 1097 | 27.0134074 GBP |
| USD 0.54945 ordinary | CFD
| Short | 38 | 27.6427288 GBP |
| USD 0.54945 ordinary | CFD
| Short | 797 | 27.577817 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.615 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.9 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.8 GBP |
| USD 0.54945 ordinary | CFD
| Short | 1449 | 26.9660697 GBP |
| USD 0.54945 ordinary | CFD
| Short | 7532 | 27.166749975 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.54 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.45 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.465 GBP |
| USD 0.54945 ordinary | CFD
| Short | 10 | 27.39 GBP |
| USD 0.54945 ordinary | CFD
| Short | 13880 | 27.0282222638076 GBP |
| USD 0.54945 ordinary | CFD
| Short | 1410 | 27.40154255 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.7 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.55 GBP |
| USD 0.54945 ordinary | CFD
| Short | 2427 | 27.2908796830408 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.75 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.505 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.35 GBP |
| USD 0.54945 ordinary | CFD
| Short | 1925 | 27.35794156 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.47 GBP |
| USD 0.54945 ordinary | CFD
| Short | 38208 | 34.06740961 USD |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.73 GBP |
| USD 0.54945 ordinary | CFD
| Short | 25384 | 27.46605135795 GBP |
| USD 0.54945 ordinary | CFD
| Short | 176 | 27.5 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.62 GBP |
| USD 0.54945 ordinary | CFD
| Short | 468 | 27.1348130318803 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.895 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.96 GBP |
| USD 0.54945 ordinary | CFD
| Short | 1900 | 27.0609327201 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| USD 0.54945 ordinary | Put | Selling | 160000 | 23.0 GBP | American | 21 June 2024 | 0.30863 GBP |
| USD 0.54945 ordinary | Put | Purchasing | 160000 | 23.0 GBP | American | 21 June 2024 | 0.30863 GBP |
| USD 0.54945 ordinary | Put | Purchasing | 160000 | 23.0 GBP | American | 21 June 2024 | 0.3086 GBP |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None |
Date of disclosure: | 07 May 2024 |
Contact name: | Richard Howard |
Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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