| FORM 8.5 (EPT/NON-RI) | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
| (b) | Name of offeror/offeree in relation to whose | ANGLO AMERICAN PLC | |||||
| (c) | Name of the party to the offer with which exempt | BHP GROUP LTD | |||||
| (d) | Date position held/dealing undertaken: | 07 May 2024 | |||||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
|
| to which the disclosure relates following the dealing (if any) | ||||||
| Class of relevant security: | USD 0.54945 ordinary | ||||||
| | Interests | Short Positions | |||||
| Number | (%) | Number | (%) | ||||
| (1) Relevant securities owned and/or controlled: | 5,460,509 | 0.45% | 18,910,537 | 1.54% | |||
| (2) Cash-settled derivatives: | 18,988,727 | 1.55% | 5,258,528 | 0.43% | |||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| | 24,449,236 | 2.00% | 24,169,065 | 1.97% | |||
|
| | | | | | | |
| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
| Class of relevant security in relation to |
| ||||||
| Details, including nature of the rights |
| ||||||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchase and sales |
| | | | | |
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
| USD 0.54945 ordinary | Purchase | 1146855 | 27.4414 GBP | 26.5800 GBP | |||
| USD 0.54945 ordinary | Sale | 1236662 | 27.3000 GBP | 26.5800 GBP | |||
| ADR | Purchase | 14865 | 16.8700 USD | 16.7613 USD | |||
| ADR | Sale | 14865 | 16.8700 USD | 16.7613 USD | |||
| USD 0.54945 ordinary | Purchase | 2508 | 31.3226 EUR | 31.3226 EUR | |||
| USD 0.54945 ordinary | Sale | 408 | 31.6668 EUR | 31.6668 EUR | |||
|
| | | | | | | |
| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product description | Nature of dealing | Number of | Price per | |||
| USD 0.54945 ordinary | SWAP | Closing Long | 68,742 | 26.8568 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 123 | 27.1392 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 131 | 26.8695 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 531 | 26.7616 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 721 | 623.2673 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 1,085 | 26.7620 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 1,230 | 630.4900 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 1,396 | 26.9062 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 1,803 | 26.8002 GBP | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 1,975 | 26.8358 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 2,365 | 26.8874 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 3,554 | 26.9061 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 4,000 | 620.1805 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 4,000 | 26.7867 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 4,015 | 27.0046 GBP | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 4,791 | 26.8000 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 5,072 | 621.5414 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 5,081 | 620.7388 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 6,045 | 628.3878 ZAR | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 6,280 | 27.0106 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 6,564 | 26.7309 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 8,336 | 621.5000 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 14,910 | 621.8114 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 16,948 | 26.7868 GBP | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 19,390 | 26.7798 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 20,563 | 26.9308 GBP | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 25,442 | 26.8693 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 25,532 | 26.8647 GBP | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 30,824 | 26.8322 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 34,129 | 26.8720 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 41,734 | 26.8675 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 44,963 | 621.5699 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 47,208 | 621.1704 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 51,273 | 26.8403 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 57,633 | 26.8000 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 71,707 | 26.7986 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 106,217 | 26.8267 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 165,767 | 26.8600 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 2 | 27.2036 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 6 | 620.1250 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 6 | 26.8650 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 8 | 26.9101 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 9 | 27.1964 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 10 | 26.7929 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 11 | 27.1977 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 15 | 26.8209 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 16 | 27.1873 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 27 | 26.8033 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 28 | 26.8023 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 29 | 27.1924 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 32 | 26.9276 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 36 | 26.8655 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 36 | 26.9330 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 45 | 26.9413 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 46 | 26.8593 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 49 | 27.1943 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 51 | 624.3859 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 54 | 27.1940 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 70 | 26.8791 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 71 | 26.8001 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 78 | 26.8601 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 78 | 26.8342 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 85 | 27.1967 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 86 | 26.8587 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 94 | 26.9267 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 97 | 26.8591 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 112 | 26.8788 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 118 | 26.9057 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 120 | 26.8014 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 121 | 26.8021 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 130 | 26.8318 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 158 | 26.9309 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 177 | 26.9323 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 185 | 621.5636 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 188 | 27.1939 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 200 | 26.8810 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 202 | 26.8786 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 205 | 26.8824 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 208 | 26.8814 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 209 | 621.3446 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 210 | 26.8147 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 214 | 26.8983 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 230 | 26.9683 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 235 | 26.8157 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 237 | 26.8800 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 292 | 26.8615 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 375 | 621.0751 ZAR | |||
| USD 0.54945 ordinary | CFD | Decreasing Short | 408 | 31.6633 EUR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 442 | 26.8019 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 506 | 26.8754 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 520 | 621.0926 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 564 | 26.8067 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 571 | 26.8749 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 615 | 26.9336 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 638 | 26.8867 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 652 | 26.8597 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 669 | 624.6821 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 708 | 26.8851 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 842 | 26.8735 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 856 | 621.1085 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 882 | 26.8803 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 926 | 26.8744 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 942 | 26.8842 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 948 | 26.8065 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 972 | 26.8058 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 1,039 | 26.9024 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 1,174 | 26.8254 GBP | |||
| USD 0.54945 ordinary | CFD | Decreasing Short | 1,230 | 630.2378 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 1,304 | 26.8905 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 1,705 | 26.8815 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 2,265 | 620.8983 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 2,835 | 26.8808 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 3,027 | 26.8819 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 3,235 | 26.8781 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 3,547 | 26.8795 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 3,551 | 26.8068 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 3,818 | 26.7485 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 4,000 | 620.1805 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 4,025 | 26.9071 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 4,213 | 26.8139 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 5,133 | 26.8164 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 5,904 | 26.8160 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 10,980 | 26.8841 GBP | |||
| USD 0.54945 ordinary | CFD | Decreasing Short | 14,910 | 621.6404 ZAR | |||
| USD 0.54945 ordinary | CFD | Decreasing Short | 43,551 | 620.8246 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 61,010 | 26.7989 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 146,651 | 623.3096 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 37 | 26.8829 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 46 | 26.8947 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 166 | 27.0619 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 179 | 27.1750 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 188 | 26.9563 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 246 | 26.9747 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 721 | 623.2673 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 925 | 26.9932 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 1,315 | 27.2268 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 2,033 | 27.1070 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 2,230 | 26.9915 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 3,349 | 27.0394 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 5,072 | 621.5414 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 5,081 | 620.7388 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 5,285 | 26.9675 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 6,045 | 628.3878 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 6,746 | 26.8039 GBP | |||
| USD 0.54945 ordinary | CFD | Increasing Long | 8,147 | 27.0235 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 8,336 | 621.5000 ZAR | |||
| USD 0.54945 ordinary | CFD | Increasing Long | 11,201 | 26.9086 GBP | |||
| USD 0.54945 ordinary | CFD | Increasing Long | 12,954 | 27.0409 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 44,963 | 621.5699 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 46,900 | 26.7947 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 47,208 | 621.1704 ZAR | |||
| USD 0.54945 ordinary | CFD | Increasing Long | 49,713 | 26.9820 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 81,716 | 26.7997 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 86,621 | 26.8410 GBP | |||
| USD 0.54945 ordinary | CFD | Increasing Long | 104,184 | 26.9080 GBP | |||
| USD 0.54945 ordinary | CFD | Increasing Long | 478,138 | 26.8811 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 1 | 620.1250 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 5 | 620.1250 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 17 | 26.8000 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 51 | 624.3859 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 120 | 26.9155 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 120 | 26.9105 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 185 | 621.5636 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 209 | 621.3446 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 375 | 621.0751 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 520 | 621.0926 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 669 | 624.6821 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 856 | 621.1085 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 2,265 | 620.8983 ZAR | |||
| USD 0.54945 ordinary | CFD | Increasing Short | 2,508 | 31.3260 EUR | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 5,500 | 26.7541 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 6,542 | 26.8011 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 6,722 | 26.8174 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 28,149 | 26.9011 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 43,551 | 621.0109 ZAR | |||
| USD 0.54945 ordinary | CFD | Increasing Short | 146,651 | 623.4966 ZAR | |||
|
| | | | | | | |
| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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| | | | | | | |
| (ii) | Exercising |
| | | | | |
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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| | | | | | | |
| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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| ||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| NONE | |||||||
| (c) | Attachments | ||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 08 May 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
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