FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | BHP GROUP LTD | |||||
(c) | Name of the party to the offer with which exempt | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 07 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | Ordinary NPV | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 8,085,611 | 0.16% | 6,182,447 | 0.12% | |||
(2) Cash-settled derivatives: | 4,812,117 | 0.09% | 5,169,776 | 0.10% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 12,897,728 | 0.25% | 11,352,223 | 0.22% | |||
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
| ||||||
Details, including nature of the rights |
| ||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
Ordinary NPV | Purchase | 295147 | 23.0400 GBP | 22.7300 GBP | |||
Ordinary NPV | Sale | 410603 | 23.0400 GBP | 22.7300 GBP | |||
Ordinary NPV | Purchase | 367547 | 43.4200 AUD | 28.8974 AUD | |||
Ordinary NPV | Sale | 174817 | 43.4200 AUD | 28.8974 AUD | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
Ordinary NPV | CFD | Decreasing Long | 247 | 529.9365 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 2,436 | 531.8360 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 2,751 | 528.1244 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 3,036 | 43.3494 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 4,664 | 43.2371 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 5,816 | 532.8094 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 9,331 | 43.4200 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 10,092 | 531.8032 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 10,612 | 532.1718 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 15,492 | 531.8752 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 21,933 | 532.8300 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 27,025 | 532.9900 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 27,521 | 530.8953 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 40 | 22.7800 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 62 | 22.7551 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 64 | 22.9998 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 78 | 22.9346 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 691 | 22.9483 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 758 | 22.7350 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,014 | 22.9546 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,231 | 22.9577 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,800 | 22.9489 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,834 | 22.9408 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 2,000 | 22.9868 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 2,436 | 531.8360 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 2,741 | 22.9365 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,821 | 22.9400 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 3,854 | 23.0068 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 4,879 | 22.8961 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 7,071 | 22.9469 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 7,138 | 22.9621 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 7,203 | 22.9398 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 8,044 | 22.8447 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 8,181 | 22.8516 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 9,618 | 22.9479 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 10,092 | 531.8032 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 13,982 | 22.9467 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 14,050 | 22.9274 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 15,069 | 532.9900 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 15,492 | 531.8752 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 27,521 | 530.7361 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 34,000 | 22.8178 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 37,133 | 22.8976 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 40,668 | 22.9396 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 67,594 | 22.9099 GBP | |||
Ordinary NPV | SWAP | Increasing Long | 67 | 22.7600 GBP | |||
Ordinary NPV | SWAP | Increasing Long | 247 | 529.7908 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 2,429 | 531.2179 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 2,751 | 527.9792 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 2,977 | 43.2619 AUD | |||
Ordinary NPV | CFD | Increasing Long | 3,000 | 43.3630 AUD | |||
Ordinary NPV | CFD | Increasing Long | 5,816 | 532.6629 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 6,607 | 43.3430 AUD | |||
Ordinary NPV | CFD | Increasing Long | 10,612 | 532.0254 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 11,890 | 532.7768 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 21,933 | 532.6835 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 38,022 | 531.6042 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 41,805 | 43.4165 AUD | |||
Ordinary NPV | CFD | Increasing Long | 43,897 | 43.4200 AUD | |||
Ordinary NPV | SWAP | Increasing Short | 27 | 22.9500 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 66 | 22.9800 GBP | |||
Ordinary NPV | CFD | Increasing Short | 138 | 22.9262 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 190 | 22.9606 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 209 | 22.9603 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 255 | 22.9540 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 279 | 22.9400 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 567 | 22.7855 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 705 | 22.8120 GBP | |||
Ordinary NPV | CFD | Increasing Short | 920 | 22.9526 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 2,429 | 531.2179 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 4,433 | 22.9697 GBP | |||
Ordinary NPV | CFD | Increasing Short | 8,044 | 22.9700 GBP | |||
Ordinary NPV | CFD | Increasing Short | 10,987 | 22.9160 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 11,010 | 22.8424 GBP | |||
Ordinary NPV | CFD | Increasing Short | 32,884 | 22.9411 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 38,022 | 531.7637 ZAR | |||
Ordinary NPV | CFD | Increasing Short | 40,215 | 22.9290 GBP | |||
Ordinary NPV | CFD | Increasing Short | 43,327 | 22.8766 GBP | |||
Ordinary NPV | SWAP | Opening Long | 66 | 532.9900 ZAR | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
|
|
|
|
|
|
|
|
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
|
|
|
|
| |||
| | | | | | | |
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 08 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.