Source - RNS
RNS Number : 3373L
GoldmanSachs International
30 September 2016
 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMILLER PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

SABMILLER PLC

(d) Date dealing undertaken:

29 September 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for ANHEUSER-BUSCH INBEV SA/NV

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.10 ordinary

Purchases

2,476,166
5,000

44.9500 GBP
783.4500 ZAR

44.8950 GBP
783.4500 ZAR

USD 0.10 ordinary

Sales

8,189,093
205,600
5,000

44.9500 GBP
58.3418 USD
783.4500 ZAR

44.8900 GBP
58.3418 USD
783.4500 ZAR

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.10 ordinary

CFD

Opening a short position

850

44.9000 GBP

USD 0.10 ordinary

CFD

Reducing a short position

70,000

44.9065 GBP

USD 0.10 ordinary

CFD

Increasing a short position

215,760

44.9100 GBP

USD 0.10 ordinary

CFD

Opening a short position

140,400

44.9150 GBP

USD 0.10 ordinary

CFD

Increasing a short position

143,840

44.9150 GBP

USD 0.10 ordinary

CFD

Reducing a short position

95,800

44.9185 GBP

USD 0.10 ordinary

CFD

Reducing a short position

246,300

44.9185 GBP

USD 0.10 ordinary

CFD

Reducing a short position

84,677

44.9259 GBP

USD 0.10 ordinary

CFD

Reducing a short position

20,000

44.9348 GBP

USD 0.10 ordinary

CFD

Reducing a short position

850

44.9350 GBP

USD 0.10 ordinary

SWAP

Opening a long position

531

44.9250 GBP

USD 0.10 ordinary

SWAP

Opening a long position

1,046

44.9250 GBP

USD 0.10 ordinary

SWAP

Opening a long position

1,571

44.9250 GBP

USD 0.10 ordinary

SWAP

Opening a long position

4,899

44.9250 GBP

USD 0.10 ordinary

SWAP

Opening a long position

5,946

44.9250 GBP

USD 0.10 ordinary

SWAP

Opening a long position

1,837

44.9250 GBP

USD 0.10 ordinary

SWAP

Reducing a short position

187,878

44.9382 GBP

USD 0.10 ordinary

SWAP

Reducing a short position

81,402

44.9382 GBP

USD 0.10 ordinary

SWAP

Opening a long position

441,250

792.0000 ZAR

USD 0.10 ordinary

SWAP

Reducing a short position

51,194

792.0000 ZAR

USD 0.10 ordinary

SWAP

Reducing a long position

51,194

792.0000 ZAR

USD 0.10 ordinary

SWAP

Reducing a short position

1,969

792.0000 ZAR

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

30 September 2016

Contact name:

Joanna Foley and Kashif Rafiq

Telephone number:

+44(20) 7051 9996 / +44(20) 7051 0547

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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